• Support the Managing Director of Investor Services Compliance as well as his direct reports.• Organize intricate calendars and schedules for six senior Compliance Officers.• Plan and arrange domestic and international travel and itineraries.• Prepare, manage and reconcile all expense and time reports.• Coordinate on-boarding process of new hires for the IS Compliance team. • Create and compile relevant data for Excel spreadsheets and PowerPoint presentations. • Maintain and manage all Broker Dealer client files, assuring that all relevant documents are filed accordingly as well as provide documents to appropriate internal requestors.• Conduct due diligence review on current Broker Dealer clients by performing daily persistent research on various regulatory websites.• Draft response letters to Regulatory Authorities such as FINRA and the SEC, on behalf of clients who have been red flagged.• Gather pertinent client information such as statements and confirms to be processed through internal systems for regulatory audit.

• Supported the Head Dean of the Business School as well as the Associate Deans and the External Communications Offices.• Developed, implemented and maintained a new filing system which aided in a more efficient working environment.• Scheduled appointments and managed the Dean’s calendar by maintaining an open communication and following up when necessary.• Trained and supervised 2 Student Assistants.• Drafted, proofread and edited important documents, utilizing skills in grammar, spelling and punctuation.• Assisted in the coordination of annual fund-raising events organized by External Communications.• Took action during the Dean’s absence, exercising initiative and accurate judgment on matters requiring immediate attention.