Katherine S.

Katherine S. Email and Phone Number

Chief Compliance Officer
Katherine S.'s Location
Greater Seattle Area, United States
About Katherine S.

Katherine S. is a Chief Compliance Officer.

Katherine S.'s Current Company Details

Chief Compliance Officer
Katherine S. Work Experience Details
  • Rainier Investment Management
    Compliance Supervisor/Compliance Officer
    Rainier Investment Management Oct 2007 - Apr 2016
    Greater Seattle Area
  • Financial Industry Regulatory Authority (Finra)
    Senior Compliance Examiner
    Financial Industry Regulatory Authority (Finra) Nov 2005 - May 2007
    Greater Seattle Area
    View
  • Safeco Insurance
    Safeco Commercial Surety (Legal) - Managed Defaults And Three Party Disputes
    Safeco Insurance 2002 - 2005
    View
  • Charles Schwab
    Branch Sales & Supervision, Trading
    Charles Schwab 1997 - 2002
    View

Katherine S. Education Details

Frequently Asked Questions about Katherine S.

What is Katherine S.'s role at the current company?

Katherine S.'s current role is Chief Compliance Officer.

What schools did Katherine S. attend?

Katherine S. attended Arizona State University.

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