Compliance Supervisor/Compliance Officer
Rainier Investment Management
Oct 2007 - Apr 2016
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Katherine S. Email & Phone Number
Chief Compliance Officer
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Role
Chief Compliance Officer
Location
Greater Seattle Area, United States, United States
Who is Katherine S.? Overview
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Quick answer
Katherine S. is listed as Chief Compliance Officer based in Greater Seattle Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Katherine S..
Katherine S. previously worked as Compliance Supervisor/Compliance Officer at Rainier Investment Management and Senior Compliance Examiner at Financial Industry Regulatory Authority (Finra). Katherine S. holds B.S. Accountancy from Arizona State University.
Profile bio
About Katherine S.
Katherine S. is a Chief Compliance Officer.
4 roles · 29 years
Katherine S. work experience
A career timeline built from the work history available for this profile.
Senior Compliance Examiner
Nov 2005 - May 2007
Safeco Commercial Surety (Legal) - Managed Defaults And Three Party Disputes
2002 - 2005
~3 yrs
Branch Sales & Supervision, Trading
1997 - 2002
~5 yrs
1 education record
Katherine S. education
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What is Katherine S.'s role at their current company?
Katherine S. is listed as Chief Compliance Officer.
Where is Katherine S. based?
Katherine S. is based in Greater Seattle Area, United States, United States.
What companies has Katherine S. worked for?
Katherine S. has worked for Rainier Investment Management, Financial Industry Regulatory Authority (Finra), Safeco Insurance, and Charles Schwab.
How can I contact Katherine S.?
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What schools did Katherine S. attend?
Katherine S. holds B.S. Accountancy from Arizona State University.
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