Kavitha Krishnamurthy Email & Phone Number

India

Global Head of Quality, Training and Process for Financial Crime Risk Management team.

Bangalore, India

Global QA Delivery Lead for KYC/AML, portfolio management /CB/CIB/FIC/AWM. Assignments in Regulatory Audits/quality Assurance/Customer Relationship Management/Risk Management/ Delivering re-engineering projects/ Stakeholder management and Training

Bangalore

KYC/AML - Project Manager: Clarient Global KYC Utility. Specialized in Process Migration & Management, Operations Management, Team Management (140 members team) and MIS

Bangalore, India

1. Responsible to manage the growth of development of the AML/Ethics capability in Bangalore and provide oversight over the execution of AML processing for State Street Bank.2. Be the single management communication channel with the onshore management team globally for the AML/Ethics functions by developing a strong understanding of State Street’s Anti-Money Laundering program, policies and procedures, and requirements.3. Be responsible for leading the performance of key tasks required in the overall implementation of the Anti-Money Laundering program for State Street and its global entities. This will include tasks regarding application of Know Your Customer Guidelines, Bank Secrecy Act Policy and guidelines, OFAC and Identity Theft requirements.4. Identify, develop and manage personnel talent to ensure we develop a best in class processing environment;5. Manage and execute the accurate processing of different types of transactions (such as OFAC processing, BSA/AML assessment coordination, Country Money Laundering Risk Assessment, exception case clearing, KYC checks, maintain distribution lists around the globe etc.) in accordance with standard operating procedures.6. To take complete responsibility for ensuring that all transactions are executed in a timely manner and issues are escalated appropriately.7. Proactively interact with and coordinate with global AML/Ethics teams.8. Compile data for monthly reporting and prepares monthly committee materials9. Suggest process improvements to achieve improved efficiency and accuracy10. Perform ad-hoc projects and requests, including but not limited to, drafting guidelines, procedures, flowcharts, management presentations, reports etc.

Bangalore

Provide specialist advice to Global banking and Markets UK business lines to assist them to comply with the requirements of the UK AML regime and the Group's Money Laundering Deterrence Programme - Group Policies and Principles. Also, assist onshore Global Banking and Markets AML Advisory Compliance team and the businesses it supports1. Review of Higher Risk Clients and Special Category Client and assigning of AML risk status.2. Interaction with GRM/RM/Compliance departments to understand and assess client's details profile and business in order to enable assessment of AML risk.3. Provided AML Compliance assistance for UK AML GBM, Anti Terrorist Financing, CTF and Sanctions for Global Banking and Global Markets UK.4. Tracking the closure of Suspicious Activity Reports by following with SAR / MLRO(Money Laundering Reporting Officer) team.5. Monitoring of acitivity of CAMP(Customer Account Monitoring Program) Markets team, as and when required.6. Coordinate with AML Monitoring team to provide requested MI reports and sanction review analysis.7. Respond to client / RM queries re AML Compliance requirements – e.g. supply copy of AML Questionaire and GPP.8. Producing, validating and interpreting management information to identify AML risks.9. Proactively alert business of highest perceived risks as they arise.10. To be aware of Compliance policy/FIM requirements/regulatory requirements relating to money laundering including AML due diligence

Bangalore

1. To validate client information by thorough research and verification through regulatory body websites, internet, intranet database and client’s annual reports. 2. Production and Quality Checking of UK KYC Profiles according to Group Compliance guidelines3. To get the client respond to the “Anti-Money Laundering Questionaire” to establish if the client has adequate measures in place to prevent Money Laundering and Terrorist financing and to ensure that the client complies with FATF standards4. Servicing inbound and outbound calls to/from Relationship Managers, Compliance officials in UK and across HSBC offices across the globe. 5. Created a Word-document which details Regulatory’s body Roles and Powers of all the countries which reduces the time taken on research while creating the KYC Profiles6. As I was a quick-learner, I was cross-trained on all the queues (Match and Merge Process, Corporate, also helping with new client’s screening process that is being implemented within the team) and was successful in handling responsibility assigned to me. Specialized in managing high risk KYCs7. Suggested and got approval for process improvements.8. Maintaining MI for Financial Institutions

Bangalore

1. Verifying various installment loan documents and determining their validity in accordance with procedures, checking for necessary documents with accuracy and thereafter deciding the status of the loan.2. Ensuring that loan documents are complied within stipulated time and following up with branches and business area for required loan documents. Setting up Automatic transfers for loan accounts and creating relationship accounts for clients.3. Maintaining Volume trackers, SLA trackers, Error Log and Time capture sheets for the team. Also sending daily reports to the business area.4. Helped develop Training plans for the training of newcomers to the process and cross training of colleagues from CFD Applications to Originations and Compliance.

Bangalore, India

Bachelor Of Science (Bsc), Physics, Chemistry And Mathematics

12Th - Ii Pu, Physics, Chemistry, Mathematics And Biology

10Th - S.S.L.C