- Supported the computation and regulatory reporting requirements of SEC Rule 15c3-3 Customer Reserve Lockup.- Collaborated with the Legal, Operations, and Technology departments to identify root cause discrepancies in firm financial statements and to obtain validations, commentaries and/or adjustments for breaks and charges.- Monitored firm operational risk and impact in order to correctly lock up securities in compliance with SEC policy.- Developed strategic and automated solutions to increase efficiency and accuracy of firm operational systems.- Utilized queries in various firm softwares on a daily basis to extract and analyze data sets for senior management.- Constructed several BPMN models to improve team productivity and collaboration.Led month-end meetings with senior management to review prior month’s Customer Reserve Lockup.

- Performed quarterly audit of all trades and positions held by clients on behalf of Morgan Stanley.- Routinely analyzed firm controls to ensure compliance with auditing, risk and regulatory requirements and standards.- Effectively managed incoming audit and confirmation requests to ensure accuracy and timely responses to clients.- Monitored and reported to senior management on the performance of external vendors.Implemented continuous training and improvement strategies within the department.

- Assisted investors and advisors in the onboarding process with FINRA software.- Clarified any rules and regulations regarding the financial industry to clients, advisors, and employees of the firm.- Collaborate with financial professionals in filling out regulatory forms on behalf of the firm.

The objective of the Practicum in Portfolio Management is to analyze and outperform the S&P 500.- Executed buy, sell, and hold positions on stocks in the information technology sector of the S&P 500- Managed an investment portfolio in a teamwork environment, with emphasis on economic, industry and company analysis- Prepared reports daily on security selection, record keeping, and performance evaluation.- Provided an in-depth analysis of the intrinsic value of each stock to my team, class, and professor.

- Consulted between GS-15 and GS-14 level employees and CGI private contractors on program development and enhancement.- Completed a market research project comparing the serviceability of IBM Maximo Inventory Control System (ICS) and WebTMA Computerized Maintenance Management Systems (CMMS)- Developed streamlined reference guides for starcode setup, employee vendor codes, user security roles, and NFC payroll AOC process