Reporting to the Group Head of Financial Crime Compliance, I am dedicated to the development and maintenance of Financial Crime Compliance programs.

• Deployed the first internal audit framework for the Electronic Money and Payment Institution ("EMI") and conducted financial crime audit.• Reviewed documentation before submission to the external auditors.• Advised on the requirements of Economic Crime and Corporate Transparency Act (“ECCTA”).• Offered advice in Management Committee and AML Committee meetings.

• Approved branch remittance and trade transactions which hit sanctions. Various sanction regulations from the OFAC, BIS, DoD and UN Sanctions were applied in the decision.• Advised on customer relationships with adverse negative news.• Conducted on-site compliance monitoring / reviews on KYC, screening effectiveness and transaction rule monitoring efficiency with follow-ups.• Reviewed AML firm-wide risk assessments.• Conducted gap analysis on requirement differences on CDD and… Show more • Approved branch remittance and trade transactions which hit sanctions. Various sanction regulations from the OFAC, BIS, DoD and UN Sanctions were applied in the decision.• Advised on customer relationships with adverse negative news.• Conducted on-site compliance monitoring / reviews on KYC, screening effectiveness and transaction rule monitoring efficiency with follow-ups.• Reviewed AML firm-wide risk assessments.• Conducted gap analysis on requirement differences on CDD and name screening among Asian offices.I was initially employed as Vice President, and was promoted to Senior Vice President in 2018. Show less

• Answered queries from business units on customer due diligence (“CDD”) treatments.• Deployment of Foreign Account Tax Compliance Act (“FATCA”).• Reviewed internal guideline on Suspicious Transaction Reporting.• Reviewed regulatory AML Control Self-assessments.• Supported the resolution of AML audit findings discovered by Internal Audit Department.

• Planned & Performed AML audits, IT audits and operations audits.• Performed off-site regulatory reviews including Business Continuity Planning ("BCP") reviews.• Arranged internal control training.• Handled the local regulator during their on-site assessments.

• Was the central coordinator of Internet Banking services channel and web-site.• Consolidated user requirements and scheduled UAT.• Prepared Internet Banking BCP and managed the project management of web site revamp.

Between 1998 and 2005, I worked as system analyst and programmer roles for firms including mutual fund rating firm and insurance company. I led software projects, developed software codes and provided pre-launch user training during the period. Details ofthe jobs can be provided upon request.