Kevin Morris Email and Phone Number

I am currently working as a Real Estate Agent looking to transition back into the corporate world. I want to obtain a position utilizing my previous experience on Wall Street.

-Evaluated pricing and valuation review for $15B multi-strategy hedge funds-Expedited month end price verification and independence processes (IPV)-Analyzed daily PNL across multiple asset classes to ensure correct trade capture for PNL Reporting-Created and Analyzed ASC820 and ATR reports for Investor and Board of Directors monthly reporting-Completed month end metrics analysis (KRI) of fund performance and portfolio risk for senior management-Responded to due diligence questionnaires regarding fund structure, verification independence, and valuation methods-Coordinated with accounting, operations, and the client to assure comfort with asset valuations and that NAV deadlines are met-Liased with integration and data delivery groups to assure efficient on-boarding of new clients-Collaborated with colleagues to make risk system and reporting enhancements-Worked on corporate initiative projects (implementation of new systems, deep dives into riskiness of client assets, etc)-Provided business expertise and design assistance to business solutions team in building API framework-Represented Risk and Valuation at Client Board of Director meetings.

• Prepared key management and operating reports.• Supervised a team performing Treasury and Operation functions.• Analyzed daily financing capacity for loan origination/secondary trading in a treasury capacity.• Monitored Portfolio Metrics for management reporting.• Quality review of weekly management reporting package.• Reviewed waterfall management and incentive fee calculations.• Prepared monthly financial statements for CLO warehouses being securitized.• Primary point of contact for trustee/lender during warehouse transition to a CLO portfolio. • Assisted in development of accounting and financial systems for Portfolio/Treasury/Operational control.

Product Controller Fixed Income Bonds & Credit Default Swaps-Reconciled daily P/L booked to firm’s income statement. Components of income reconciled include firm trading (realized/unrealized P/L) and carry. Products include High Yield Corporate Bonds, Credit Default Swaps, Interest Rate swaps and Distressed Loans.-Performed daily risk analysis & reporting for corporate bonds, distressed loans and institutional preferred trading desks.-Provided daily, weekly, monthly and quarterly P/L commentary.-Ensured proper Independent Price Verification for the high yield trading desk.

Assistant Vice President, Business Area Controller-Reconciled daily P/L booked to firm’s income statement. Components of income reconciled, include firm trading (realized/unrealized P/L) and carry. Products include high-grade corporate bonds, credit default swaps and auction rate preferred.-Performed daily risk analysis for the corporate trading desk.-Ensured proper Independent Price Verification for the corporate trading desk.-Prepared flash estimate to report daily trading P/L activity.-Provided daily P/L commentary.-Performed month end close of balance sheet and income statement accounts and post journal entries.-Analyzed aged inventory charges on a monthly basis.-Performed monthly MRP analysis for balance sheet substantiation process.

Consultant Treasury and Conduit Trade Control.

-Performed month end close and prepared journal entries.-Prepared financial statements (Bal. and P&L) for broker dealer.-Analyzed daily P&L for trading desks: High Yield, Convertible, High Grade and Equities.-Prepared daily front-to-back position/cash reconciliations for High Yield, Convertible, Equities, and High Grade Trading.-Performed budget analysis on a monthly basis for management reporting.-Annual and Quarterly compliance filings with NASD.