Kiran Pathak Email & Phone Number

Pune, Maharashtra, India

Pune, Maharashtra, India

Pune, Maharashtra, India

Red flag suspicious activity – Transactions monitoring for red flagactivities.Nature of business: Verify the customer nature of the businesswhether it’s high risk or not.Expected turnover activities – Compare previous year turnover tocustomer response for Expected Turnover.Foreign trade activities – Find out the customer is trading withHigh risk country above the Particular limits.ID and verificationTA and TN verification.Cross border activity.Updating Mode of payments.Sources of ongoing Funds.SanctionsSuspicious transaction reportDocuments uploading

Pune, Maharashtra, India

Deal with retail client and handle their brokerage account.• Open different types of brokerage accounts.• Perform the journal and check request for transferring fund fromone account to another account.• Open various types of retirement accounts for client as per clientrequest for retirement.• Maintain all types of brokerage and retirement account for eg.Name change, Adding beneficiary, issued checks and debit card etc.• Worked on ACS, Client Central, Applications in adjudicationprocess.• Open 401k retirement account, individual and joint tenants accounts.