Kimberly M. Email & Phone Number

Atlanta, Ga, Us

Atlanta, Ga, Us

Provided Consulting Services to a Large Federally Regulated Bank >$200B in Assets. Performed quality AML Fraud reviews to identify, analyze, improve, and implement successful regulatory reporting. Followed written risk and compliance policies, standards and procedures for business activities. Documented and created additional job aides to assist with procedural activities. Communicated effectively with team to accomplish goals efficiently.

Tax and Compliance officer, managed the year end tax processing project on the trust accounting system. Responsible for maintaining regulatory reporting such as FinCEN, AML/BSA,CIP, OFAC, Reg R and capital calculation reporting.

Provided management and support to a team of 10 employees. The Pension team processed trust and pension distributions and the Income team processed DTC, Fed, and Mutual Fund income.

Provided management and support to a team of 13-15 employees. The Corporate Reorganization department processed voluntary and mandatory corporate actions. The Income and Trade Settlement teams processed DTC and FED income and trade processing.

Atlanta, Georgia

Managed the daily duties and processes of the mandatory and voluntary corporate reorganization team consisting of 4-5 employees on each team.

Atlanta, Georgia, United States

During my initial tenure at Reliance, I was hired as a reconciliation specialist and was quickly promoted to the role of a Corporate Reorganization specialist and later promoted to the Trade Settlement Team leader. As the team leader I was responsible for oversight and backup of all the various employee functions in the department. Reconciled position outages with Depository and performed Vault audits of physical securities.Processed Mandatory and Voluntary Corporate actions, filed class actions and bankruptcy claims.Oversight of departmental employee work and required to be knowledgeable in all duties within the department. Provided coverage of duties in employee absences.