Kylie Jackson Email & Phone Number

Sydney, Nsw, Au

Sydney, Australia

* Key responsibility - Desk and Middle Office Operations for business fluidity.* Identification and recommendation of specific departmental efficiencies and competencies.* Identification, remediation and guidance relative to key business risks.* Implementation and maintenance of internal procedures for risk minimisation.* Daily risk monitoring and evaluation of client ETO positions and associated company risk exposure.* Surveillance, analysis and review of pre and post trade client trading activities.

Sydney, Australia

* Directly trade listed securities and derivatives on behalf of retail, wholesale and institutional clients.* Active supervision of specific trading desk operations and systems.* Analysis and oversight of order placement, order authorisations, and the trading and execution process.* Surveillance and review of irregular trading issues as a filter for risk.* Daily risk monitoring and evaluation of client ETO positions and associated company risk exposure.* Delivery and supervision of the regulatory framework - maintaining market integrity.* Primary escalation point for Compliance, Business Operations, Back and Middle Office departments.* AML / CTF / PEP screening in compliance with regulatory controls. Enhanced due diligence and complex research / investigations conducted on an as needs basis.* Targeted outcomes for Middle Office operations.* Co-author - Stockbroking Dealing - Business Recovery Plan and Business Impact Analysis.* Alternate Manager - Stockbroking Dealing - Disaster Recovery and Continuity. * Systems testing for new, additional and offsite applications.* Implementation, testing and supervision of all bulk and IPO distribution facilities, incorporating EOD management.