Twenty years of financial accounting and auditing, internal audit, regulatory, and financial services experience. Consistent record of increased responsibilities in client-serving and regulatory roles. Recognized for professionalism, leadership, and technical, personnel development, and communication skills.Specialties: Financial accounting / GAAP, PCAOB standards, AICPA standards / GAAS, financial audit, internal audit, risk assessment, IIA standards, SEC reporting, broker-dealer accounting, broker-dealer compliance, IIA quality assessment reviews, risk management, external audit, commercial banking, allowance for loan losses, mortgage banking, broker-dealer net capital, broker-dealer reserve requirements, FAS 157, derivatives, fair value accounting and reporting.
Listed skills include Auditing, Sarbanes Oxley Act, Internal Controls, Internal Audit, and 17 others.