Associate Director
CurrentLead teams of inspectors in executing PCAOB inspections plans under the Board’s interim broker-dealer inspection program.Manage teams of inspectors in reviewing compliance with professional standards for broker-dealer audits completed by global, national, regional, and local CPA firms * Inspections include audits of large clearing broker-dealers and introducing firms * Responsible for refining the broker-dealer firm inspection program’s inspection methodology under the interim inspection program * Primary responsibility for concluding upon identified audit deficiencies and approval of written communications to audit partners and CPA firm leadership * Designed and implemented a quality review program for completed inspections