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Larry Schwimmer Email & Phone Number
Investigative Director, Market Abuse
at
FINRA
1 work email found
@finra.org
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Investigative Director, Market Abuse
Location
Rockville, Maryland, United States
Company size
Who is Larry Schwimmer? Overview
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Quick answer
Larry Schwimmer is listed as Investigative Director, Market Abuse at FINRA, a company with 83 employees, based in Rockville, Maryland, United States. AeroLeads shows a work email signal at finra.org and a matched LinkedIn profile for Larry Schwimmer.
Larry Schwimmer previously worked as Director, Market Regulation at Finra and Manager/Associate Director, Market Regulation at Financial Industry Regulatory Authority (Finra). Larry Schwimmer holds Bachelor Of Arts (Ba), Quantitative Economics from Tufts University.
Company email context
Email format at FINRA
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{first}.{last}@finra.org
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Profile bio
About Larry Schwimmer
Investigative Director in FINRA's Market Abuse unit leading a team responsible for investigating fraudulent and manipulative trading activity in the US equities and options markets, as well as examining member firms' supervisory procedures to determine compliance with FINRA, SEC, and Exchange rules.
Listed skills include Analysis, Equity Research, Financial Regulation, Interviewing Skills, and 10 others.
Current workplace
Larry Schwimmer's current company
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8 roles · 20 years
Larry Schwimmer work experience
A career timeline built from the work history available for this profile.
Investigative Director, Market Abuse
Current
2023 - Present
~3 yrs 4 mos
Director, Market Regulation
Directed two teams responsible for investigating fraudulent and manipulative activity in the U.S. equities markets, with a focus on front running and manipulation of the open and close. Partnered with Technology team to design and implement new cross market deep learning surveillance patterns, as well as implement changes to existing rules-based patterns.
2020 - 2023
~3 yrs
Manager/Associate Director, Market Regulation
Managed team of regulatory analysts responsible for investigating fraudulent and manipulative activity including wash and pre-arranged trading, layering and spoofing, gaming, marking the open and close, ramping the open and close, front-running, and other manipulative trading strategies.Supervised investigations into manipulative trading as well as member.
2015 - 2020
~5 yrs
Senior Analyst, Market Regulation
Conducted investigations of fraudulent and manipulative trading by gathering information, evaluating evidence, and formulating conclusions to determine compliance with FINRA, SEC, and Exchange rules.Examined member firms’ written supervisory procedures and risk management controls to determine compliance with FINRA, SEC, and Exchange rules.
2014 - 2015
~1 yr
Research Manager
Managed team of analysts responsible for the production of research reports for hedge fund clients using CIA-based behavioral methodology to draw conclusions for use in investment decisions.Developed extension to the behavioral methodology in the area of predictive analysis ahead of binary outcome events.
2010 - 2014
~4 yrs
Senior Analyst
Using CIA-based behavioral methodology, provided research and consulting services to hedge fund clients including quarterly earnings call analysis, press release analysis, interview analysis, longitudinal studies, specific-issue studies, and management meeting preparation.
2008 - 2010
~2 yrs
Analyst
Business Intelligence Advisors
Using CIA-based behavioral methodology, analyzed disclosures of public corporations to produce research reports for hedge fund clients containing information on how recent results, corporate strategy, and future performance expectations differed from what management teams led investors to believe.
2006 - 2008
~2 yrs
2 education records
Larry Schwimmer education
Bachelor Of Arts (Ba), Quantitative Economics
Education record
Brookline High School
FAQ
Frequently asked questions about Larry Schwimmer
Quick answers generated from the profile data available on this page.
What company does Larry Schwimmer work for?
Larry Schwimmer works for FINRA.
What is Larry Schwimmer's role at FINRA?
Larry Schwimmer is listed as Investigative Director, Market Abuse at FINRA.
What is Larry Schwimmer's email address?
AeroLeads has found 1 work email signal at @finra.org for Larry Schwimmer at FINRA.
Where is Larry Schwimmer based?
Larry Schwimmer is based in Rockville, Maryland, United States while working with FINRA.
What companies has Larry Schwimmer worked for?
Larry Schwimmer has worked for Finra, Financial Industry Regulatory Authority (Finra), and Business Intelligence Advisors.
How can I contact Larry Schwimmer?
You can use AeroLeads to view verified contact signals for Larry Schwimmer at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Larry Schwimmer attend?
Larry Schwimmer holds Bachelor Of Arts (Ba), Quantitative Economics from Tufts University.
What skills is Larry Schwimmer known for?
Larry Schwimmer is listed with skills including Analysis, Equity Research, Financial Regulation, Interviewing Skills, Investments, Qualitative Research, Regulatory Compliance, and Report Writing.
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