Laura Meek Email & Phone Number

Little Rock, Arkansas, United States

Jonesboro, Arkansas Area

Compliance and Accounting ConsultingExperienced in customization and implementation of written supervisory procedures including Code of Ethics, KYC, CIP, review of marketing material, employee training, risk identification and gap analysis with a strong emphasis on AML policies, procedures and auditing. Compliance experience in Hedge Funds, Commodity.

United

Operations and financial lead for a woman owned startup company.Responsible for financial modeling, financial reporting and budgeting.General accountingManagement of private investment filingsMonitoring trademark and patent filings

335 W Parker Road; Jonesboro, AR 72404

Hometronix is an up and coming Smart Home technology company in Jonesboro Ar. In this role I worked primarily on updating the financial system, payroll, payables, receivables, inventory and managing client registrations for security.

2500 Alexander Drive, Ste A, Jonesboro, AR 72401

Accounting - transferred to Hometronix of Arkansas, LLC by management to become new Operations Manager

Memphis, TN

Chief Compliance Officer for Hedge Fund of FundsEnsured firm complied with the rules of the SEC, NFA, and CFTCImplemented Supervisory Policies and ProceduresDevelop and maintain employee compliance trainingDeveloped and monitored AML Policies and ProceduresReviewed KYC/CIP on High Net Worth ClientsADV Form updating/reportingCode of Ethics, gap analysis.

Provided written compliance policies, procedures, checklists for commodity trading advisors and commodity pool operators.Advised clients during regulatory audits with SRO.Provide accounting and financial report assistance during annual audits

Implemented and maintained all accounting, financial reports, payroll, and tax matters for the firm. Key leader in structuring of online trading service increasing revenues annually since 2004. Implemented and maintained all written compliance policies and procedures. Instituted new cash management initiatives. Implemented and maintained training policies.

Crcp The Finra Institute At Wharton

Bachelor'S Degree, Finance, General