Len Waldron Email & Phone Number

London, Gb

New York, Ny, Us

Wealth Management supervisory risk officer for a twelve-state, ninety branch, $300 billion AUM region inthe central US. Responsible for oversight of five Senior Complex Risk Officers as well as projectmanagement for National Risk initiatives and risk analytics systems integration and enhancements.Primary liaison between Firm-level National risk and Regional field risk.Duties and skills include:- Experience and insight to interpret and resolve issues involving the OCC, FED, SEC, FINRA,Federal Reserve, FDIC, and various state agencies.- Credit and Securities analysis for Firm and Regional-level risk exposure, particularly whereSecurities Based Lending, Margin, Regulation S and Regulation Bi risks exist.

Salt Lake City, Ut, Us

Product head for the Credit Risk Transfer (CRT) business line at WebBank. This position is responsible for the product strategy, structure, and integration of CRT business client loan facilities. Unlike traditional business-loan warehouse structures, CRT loans are held on the bank’s balance sheet, but risks are uniquely adjusted for each Strategic Partner via loan terms and collateral requirements. Role requires:-Business line responsibility including growth and strategy planning, as well as risk and data analytics tracking, and regulatory reporting. -Managing the product structure aspects of CRT Loans with internal partners and clients, including scoping and integrating the “strategic partner” opportunity, client onboarding, ongoing risk management, and regulatory reporting throughout the client relationship lifecycle.

New York, Ny, Us

Senior Lending Advisor with multi-geographical regional responsibilities covering High Net Worth Lending in the Morgan Stanley Private Bank, a $37bn book of business at Morgan Stanley. -Primary duties include collateral structuring and lending to Ultra & High Net Worth Clients in securities-based loans and the execution and structuring of transactions >$25MM. -Work also requires regular interaction with firm legal and risk teams (capital markets, firm, legal, operations, compliance), operations, and IT. Daily interaction with Wealth Management branch teams including Financial Advisors, Private Bakers, Risk Officers, Legal Coverage Professionals, and Operational partners.-Success in this role requires a nuanced balance between an in-depth knowledge of pledged collateral and its market risk, along with the needs of the client while driving business for the bank.

New York, Ny, Us

Collateral Risk Management. Morgan Stanley Bank, NAResponsible for a team of Credit Professionals overseeing a 28,000 loan, $11bn Portofolio Loan book across 12,000 Morgan Stanley Wealth Management financial advisors.Duties include management of credit underwriting, collateral analysis, regulatory compliance (OCC and FDIC), regulatory reporting (DFAST, CCAR, Basel)and portfolio risk management.

New York, Ny, Us

Consultant to Morgan Stanley Smith Barney (MSSB) via EMC Inc. advising on integration of the Morgan Stanley - Smith Barney joint venture. Specifically, MSSB Capital Markets and transition of the ILC bank to a de novo and ultimately a National Association bank.

Managing Partner for a Commercial Real Estate Brokerage and Investment Partnership specializing in the acquisition and sales of income properties for investors engaged in a 1031 or 1033 tax-deferred exchange. President of Banyan Properties, a Real Estate Brokerage and Development company specializing in the development and listing of income properties via conventional acquisition, historical renovation, and tax credit initiatives.

Winston-Salem, Nc, Us

(Latterly) Responsible for Wake Forest University’s Voice and Video networks, Multimedia Training Facilities, and Video conferencing operations, as well as administration of operational and capital budgets for all of WFU Telecommunications (in excess of $4 million).

Arlington, Virginia, Us

Service-Connected Disabled Veteran

Program For Leadership Development

Mba, Management

Ba, Politics