Leonardo Gomes Email and Phone Number
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Sou um executivo sênior de auditoria interna, certificado internacionalmente e atuando há mais de 20 anos em instituições financeiras de referência nacional e internacional.Sou apaixonado pelas funções de Auditoria, Gestão de Riscos, Controles Internos, Compliance, Prevenção à Lavagem de Dinheiro com foco na melhoria de processos e no atingimento dos objetivos estratégicos, observando a todas as leis aplicáveis.Possuo ampla vivência no mercado financeiro e me considero um generalista com habilidades para resolver problemas com integridade, imparcialidade e competência, a partir do entendimento do negócio como um todo. Minha principal habilidade é ter uma visão estratégica capaz de vincular as atividades de auditoria, e demais linhas de defesa, aos principais impulsionadores de negócio e contribuir de forma eficaz com a governança e o desempenho empresarial. Com isso, a conformidade e a ética nos negócios podem ser elevadas a um novo patamar. Sou entusiasta da inovação e de novas tecnologias para aplicação em auditoria, incluindo ferramentas de data analytics.Ao longo da minha jornada me relacionei com vários stakeholders, tais como Comitê de Auditoria e Executivos C-Level em diálogos abertos sobre questões sensíveis e tópicos-chave. Eu vejo a Auditoria como um parceiro para as áreas de negócios e suporte. Sou um bom comunicador e essa aptidão me ajuda a construir relacionamentos sólidos, incluindo a supervisão de equipes multiculturais. Sou fluente em português e inglês, com bons conhecimentos de espanhol.Acredito na liderança dinâmica e orientada à obtenção de resultados.Tenho o prazer de poder compartilhar a experiência que trago por meio de mentorias e desenvolvimento de pessoas.Atualmente sou SVP no Bank of America Brazil, representando a instituição na Comissão de Auditoria da Associação Brasileira de Bancos Internacionais (ABBI).----20+ years in large-scale financial institutions with international operations.Up to date understanding of regulatory requirements pertaining to financial institutions (Bacen, CVM, BSM, etc.)In-depth knowledge of internal auditing practices and core banking business activities.Strong understanding of corporate governance, risk management, compliance and internal controls monitoring. Risk-based thinking and analytical mindset.Ability to work across different organizational lines, and with multidisciplinary teams.Tracked record of leadership skills and experience in hiring and training teams.Strong communication and interpersonal skills to present complex topics to Senior Management.
Bank Of America
View- Website:
- bankofamerica.com
- Employees:
- 232061
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Vice President And Audit Manager, Latam Corporate AuditBank Of AmericaState Of São Paulo, Brazil -
Senior Vice President / Audit Manager, Latam Corporate AuditBank Of America Jul 2014 - PresentSao Paulo, BrazilLatin America leading Investment and Corporate Banking.Responsibilities and Achievements:• Experience in an international banking environment, working with colleagues based in different locations.• Reviews within Enterprise Control Functions, including Finance, Risk, Treasury, Legal, and HR.• Point-in-time audits and business engagements with ability to influence management on audit issues, audit ratings and sufficiency of correctives actions by exercising strong judgment… Show more Latin America leading Investment and Corporate Banking.Responsibilities and Achievements:• Experience in an international banking environment, working with colleagues based in different locations.• Reviews within Enterprise Control Functions, including Finance, Risk, Treasury, Legal, and HR.• Point-in-time audits and business engagements with ability to influence management on audit issues, audit ratings and sufficiency of correctives actions by exercising strong judgment, critical thinking and previous experience.• Identification of control trends, regulatory themes and emerging risks in assigned business areas and their impact on the business and to the Bank overall by applying business acumen and experience.• Continuous auditing (report of risk indicators from main business areas). Show less -
Instructor And External ConsultantIia Brazil / Audibra Jul 2009 - Jun 2014Sao Paulo, BrazilInstitute of Internal Auditors - Chapter Brazil.Responsibilities and Achievements:• Consultant in engagement issues related to the International Professional Practices Framework (IPPF).• Instructor of comprehensive review courses for the IIA’s Certified Internal Auditor (CIA) and Certification in Control Self-Assessment (CCSA) designations. Some of the companies I have worked with: BM&F/Bovespa (BSM), Bradesco, Banco Volkswagen, Banco Fibra, Banco da Amazônia, Vivo/Telefonica… Show more Institute of Internal Auditors - Chapter Brazil.Responsibilities and Achievements:• Consultant in engagement issues related to the International Professional Practices Framework (IPPF).• Instructor of comprehensive review courses for the IIA’s Certified Internal Auditor (CIA) and Certification in Control Self-Assessment (CCSA) designations. Some of the companies I have worked with: BM&F/Bovespa (BSM), Bradesco, Banco Volkswagen, Banco Fibra, Banco da Amazônia, Vivo/Telefonica, Makro, CPFL Renováveis, Usiminas, Alfândega de Angola, etc.• Training design, development and implementation (training material, case study, etc.): Financial Institution Internal Audit.• English-Brazilian Portuguese translator, responsible for the review of materials designed to expand internal audit knowledge, build confidence for addressing today's internal audit challenges, and prepare for the CIA and CCSA exams.• Lecturer and speaker at numerous conferences, conventions, seminars and academic expositions, such as:- Vocational Seminar: Internal Auditor - Characteristics and Challenges of the Profession (Uniban, São Paulo, April 2010);- Brazilian Conference of Internal Auditors: Professionalism and the Path to Certifications (Conbrai, Brasília, September 2011).• Technical Reviewer - English-Portuguese translation of the following publications:- CIA Review 2009. Irvin N. Gleim. Parts 1 to 3:I. Internal Audit's Role in Governance, Risk, and Control. ISBN: 9781581947588;II. Conducting the Internal Audit Engagement. ISBN: 9781581947595;III. Business Analysis and Information Technology. ISBN: 9781581947601;- Certification in Control Self-Assessment (CCSA). James K. Kincaid. ISBN: 089413535X;- IPPF (International Professional Practices Framework). Version 2009. Show less -
Compliance, Operational Risk And Internal Controls ManagerItaú Unibanco Aug 2008 - Jun 2014Sao Paulo, BrazilItaú Unibanco Bank - Biggest Latin American bank by assets and market capitalization.Responsibilities and Achievements:• Development, implementation and maintenance of a comprehensive and robust operational risk framework.• Conduct regular operational risk control reviews, undertake and participate in ad-hoc projects for risk assessment and mitigation and attend business control and local, regional and global operational risk committees.• Evaluation of the internal controls… Show more Itaú Unibanco Bank - Biggest Latin American bank by assets and market capitalization.Responsibilities and Achievements:• Development, implementation and maintenance of a comprehensive and robust operational risk framework.• Conduct regular operational risk control reviews, undertake and participate in ad-hoc projects for risk assessment and mitigation and attend business control and local, regional and global operational risk committees.• Evaluation of the internal controls to comply with SOX, ISAE 3402 and SSAE 16 (replacing SAS 70) certifications, including Business Process Controls and IT General Controls (ITGC), including Change Management, Logical Access, Business Plan, Information Security, etc.• Redefinition of the methodology and supporting tools for operational failures identification and evaluation activities (financial loss or image, legal and SOX risks).• Revision of key metrics collection and communication processes to supply senior management committees with relevant information for effective decision-making.• Spearheaded development and implementation of a comprehensive review of the corporate governance and the processes and methodologies documentation related to market risk management.• Assessment of the adherence of market risk operational procedures to the Basel II requirements.• Responsible for designing governance actions and documentation to obtain BACEN’s authorization to use internal models for capital allocation for market risk (Basel II).• Compliance Officer at Itaú Securities - the brokerage arm of Itaú Unibanco (Electronic Trading, Trading Desk and Investment Research). Show less -
Supervisor AuditorItaú Sep 2001 - Jul 2008Sao Paulo, BrazilBanco Itaú was a former Brazilian bank that merged with Unibanco in 2008 to form Itaú Unibanco.Responsibilities and Achievements:• Implementation of a quality assurance and improvement program of the internal audit activity (The IIA Standards), including development of charters and manuals, internal and external engagement reviews, setting and monitoring value-added measures, systems development and implementation, definition of the audit universe and metrics to risk assessment… Show more Banco Itaú was a former Brazilian bank that merged with Unibanco in 2008 to form Itaú Unibanco.Responsibilities and Achievements:• Implementation of a quality assurance and improvement program of the internal audit activity (The IIA Standards), including development of charters and manuals, internal and external engagement reviews, setting and monitoring value-added measures, systems development and implementation, definition of the audit universe and metrics to risk assessment, etc.• Implementation of projects to foster a mentality of continuous improvement comprising cultural and operational diagnoses on a timely basis, identification of development opportunities and priorities, determination of action plans, monitoring of progress attained and performance review.• Internal audits to assess strategic risks management within Itaú Bank and its related companies in the areas of Risk Control, Retail and Medium-sized Business Banking, System Development, Insurance, Private Banking, Brokerage, Treasury, Personal Loan, among others.• Specialist in evaluating the alignment of operational activities of a business unit to their strategies: understanding the business objectives, associated risks and control mechanisms. Such evaluation has been developed through a methodology devised by our own team, then reviewed and approved by Ernst & Young Chicago.• Risk-based audit engagements.• Internal Controls and Compliance Corporate System Assessments.• ISO 9000 quality audits of branches and departments at the Headquarters. Show less -
Engineer AuditorTesis - Tecnologia De Sistemas Em Engenharia Jun 1997 - Aug 2001Sao Paulo, BrazilResponsibilities and Achievements:• Coordination of Quality Programs in production chains involving companies of the construction industry (standards development, technical guidance, training and auditing).• Secretary of Committees of the Brazilian Association of Technical Standards (ABNT).
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Researcher (Remunerated)Escola Politécnica Da Usp Feb 1996 - Dec 1996Sao Paulo, BrazilPolytechnic School of the University of São Paulo (USP)Activity: Scientific Initiation Assignments in the Structural Materials Laboratory.Produção bibliográfica: GOMES, L. O.. Estudo da Estabilidade Lateral de Vigas de Madeira. In: IV Simpósio de Iniciação Científica da Universidade de São Paulo, 1996, São Carlos/SP. Engenharias e Exatas - 4º Simpósio de Iniciação Científica da Universidade de São Paulo, 1996. v. 2. p. 79-79.
Leonardo Gomes Skills
Leonardo Gomes Education Details
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Civil Engineering -
Civil Engineering
Frequently Asked Questions about Leonardo Gomes
What company does Leonardo Gomes work for?
Leonardo Gomes works for Bank Of America
What is Leonardo Gomes's role at the current company?
Leonardo Gomes's current role is Vice President and Audit Manager, LatAm Corporate Audit.
What is Leonardo Gomes's email address?
Leonardo Gomes's email address is le****@****ail.com
What schools did Leonardo Gomes attend?
Leonardo Gomes attended Fgv Eaesp - Escola De Administração De Empresas De São Paulo Da Fundação Getulio Vargas, Universidade De São Paulo, Universidade Federal Do Pará.
What are some of Leonardo Gomes's interests?
Leonardo Gomes has interest in Education, Economic Empowerment.
What skills is Leonardo Gomes known for?
Leonardo Gomes has skills like Risk Management, Internal Audit, Enterprise Risk Management, Internal Controls, Operational Risk, Governance, Sarbanes Oxley Act, Financial Risk, Auditing, Cobit, Banking, Basel Ii.
Who are Leonardo Gomes's colleagues?
Leonardo Gomes's colleagues are Nada Salem, Niva Unni, Shridhar Perka, Alice Hou, Nathan Lockaby, Vineet Upadhyay, Marla Castro.
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Leonardo Gomes
Procurement | Sourcing | Supply Chain | Supplier Diversity | Travel | ProcessesSão Paulo, Brazil -
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4ig.com.br, 777accelerator.com, 777accelerator.com, hotmail.com
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Leonardo Gomes
São Paulo, Sp
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