Lead daily stand-ups and scrum ceremonies scrum team. Work with product owners to groom the backlog and plan sprints. Track, escalate and remove impediments. Report at daily Scrum of Scrum meetings. Track burn down, issues and progress in JIRA utilizing Agile SDLC standards. Work with component teams to resolve issues.• Implemented Issues Tracking in JIRA to effectively track impediments against user stories.• Navigate and work effectively across a complex… Show more Lead daily stand-ups and scrum ceremonies scrum team. Work with product owners to groom the backlog and plan sprints. Track, escalate and remove impediments. Report at daily Scrum of Scrum meetings. Track burn down, issues and progress in JIRA utilizing Agile SDLC standards. Work with component teams to resolve issues.• Implemented Issues Tracking in JIRA to effectively track impediments against user stories.• Navigate and work effectively across a complex organization that is geographically dispersed (Europe, Asia and West Coast).• Experience in managing complex technical projects, meeting target timelines, facilitating project team meetings, project documentation, issue resolution, and project resource identification.• Self-direct project outcomes, with minimal supervision, to achieve program goals in an Agile environment.• Excellent process design capability to improve overall efficiency, mitigate resource conflicts, and improve customer/client experience. Show less

Senior tech relationship manager working as a liaison between LOB compliance officers and various technology groups to develop, design and maintain risk and compliance monitoring systems. Mentor junior B.A.s associated with various applications.• Systems supported Compliance and Supervisory Controls for Team Members, Gifts and Entertainment, International Travel, Research and Investment Banking Disclosure Systems, Licensing, EComm to mention a few. • Adept in SDLC and Agile… Show more Senior tech relationship manager working as a liaison between LOB compliance officers and various technology groups to develop, design and maintain risk and compliance monitoring systems. Mentor junior B.A.s associated with various applications.• Systems supported Compliance and Supervisory Controls for Team Members, Gifts and Entertainment, International Travel, Research and Investment Banking Disclosure Systems, Licensing, EComm to mention a few. • Adept in SDLC and Agile methodologies as Enterprise standards• Expert in Microsoft Access which is used for ad hoc system development and prototyping systems. • Exposure to Semantic Technology, Ontology development and Actimize. Show less

Served as senior compliance manager for surveillance team in Control Group for 3 professionals. Primary role is to monitor all trading activity for both institutional desks as well as all employee trading searching for potential regulatory violations. Binary role is the development and enhancement of all methods of electronic surveillance.

Served as liaison between compliance and technology team defining, developing and implementing technology initiatives. Primary focus involved transition initiatives related to Bank of America’s acquisition of Fleet Bank (Quick & Reilly). Specific projects included: implementation of Electronic Supervision and Surveillance software (Actimize) monitoring daily trade activity. Additional projects included: Annual Branch Compliance Audits, Anti-Money Laundering Reporting, and Assentor E-Mail… Show more Served as liaison between compliance and technology team defining, developing and implementing technology initiatives. Primary focus involved transition initiatives related to Bank of America’s acquisition of Fleet Bank (Quick & Reilly). Specific projects included: implementation of Electronic Supervision and Surveillance software (Actimize) monitoring daily trade activity. Additional projects included: Annual Branch Compliance Audits, Anti-Money Laundering Reporting, and Assentor E-Mail monitoring. Project design and implementation using Six Sigma methodology. Show less

Served as senior compliance manager and operations administrator for capital markets division. Primary role was compliance officer on trading desk supervising and monitoring daily trade activity. Binary role as operations manager focusing on production and performance reporting, and daily management of operations for trading, sales and research.

Served as Deputy to the President and CEO of a top 20 "Wall Street" global capital markets firm. Responsibilities included: compliance and control, account coverage, monitoring institutional trading, and management of operations for sales and research.

Trained Account Executives on financial material needed to pass NYSE/NASD licensing examinations. In addition, managed and directed corporate computer operations for a $12 million training company. Trained account executive candidates for financial examinations (Series 7, 22, 6, 2, 52, 63 and 24). Topics included economics, options, market analysis, bonds, stocks and investment companies.