Risk Mitigation: Managed and mitigated risks related to SEC Independence policy violations for audit clients, leveraging internal and external databases (e.g., Duns & Bradstreet, Thomson Reuters).Research & Analysis: Conducted thorough research on internal and external databases to track corporate hierarchy changes and assess market conditions for potential client acquisitions, ensuring compliance with US Independence policies.Data Management: Maintained Global Independence… Show more Risk Mitigation: Managed and mitigated risks related to SEC Independence policy violations for audit clients, leveraging internal and external databases (e.g., Duns & Bradstreet, Thomson Reuters).Research & Analysis: Conducted thorough research on internal and external databases to track corporate hierarchy changes and assess market conditions for potential client acquisitions, ensuring compliance with US Independence policies.Data Management: Maintained Global Independence System (GIS) by analyzing SEC filings, financial reports, and corporate websites, ensuring up-to-date and accurate data.Monitoring & Reporting: Monitored databases to identify changes triggering SEC policy violations, communicating critical insights to audit teams across APAC, Americas, and EMEIA regions. Researched and compiled essential organizational information using variety of external and internal tools, analyzed client corporate structures, affiliates, and personnel to ensure firm-wide independence from audit clients in compliance with various regulatory authorities.Support & Enablement: Collaborated with global EY audit teams to ensure compliance, delivering accurate and timely guidance to reduce risk of regulatory violations, spanning regions including Asia Pacific (APAC), Americas, and EMEIA (Europe, Middle East, India & Africa), enhancing cross-regional collaboration.Achievements: Led interactive training and calibration sessions, providing expert guidance and support, which contributed to 15-20% increase in overall team utilisation and productivity. Show less

Objectively review an organization's business processes. Evaluate the efficacy of risk management procedures that are currently in place. Protect against fraud and theft of the organization's assets.