Financial and investment services professional with over 15 years experience in client and vendor management. Certified Anti-Money Laundering Specialist (CAMS) and Lean Six Sigma Green Belt. Interest in vendor and global process management. Able to relocate and travel. Areas of ExpertiseCommission management(soft$)/Broker Dealer/Trade Operation Management - NASD Series 7/63Process Improvement, Project Management, Budget ManagementFinancial Crimes Research, BSA, AML, Fraud, Skip Tracing Third Party On-boarding, Due Diligence/EDD, Risk Assessment/RSCA, Regulatory OversightVendor, Client Management – Manage vendor and commission process regarding contract sales agreements, implementation, and training with global and domestic partners. Experience with third party commission management and contract negotiations, renewals, product training, and upgrades. Analyze services for cost savings and vendor redundancy.Risk Mitigation, Oversight: Conduct vendor, broker dealer, and third party compliance oversight, RSCA assessments, enhanced due diligence research and analysis. Manage due diligence and third party on-boarding process and procedures. Coordinate and manage monthly corporate governance committee and status reports regarding regulatory issues, filings, and audits.Project Management, Analysis: Develop and analyze business procedures and streamline processes to improve operational efficiencies and workflows. Track project progression, address issues, prepare status reports, negotiate with stakeholders, and maintain communications. Document business requirements and schedules. Liaise between business and technical groups regarding multiple project deliverables.