Lisa Herrmann Email & Phone Number

Appleton-Oshkosh-Neenah Area

Triage Speak-Up Connection reports, assign appropriate investigators, and collaborate with appropriate teams to ensure all reports are investigated and documented appropriately, Conduct investigations into more complex cases involving allegations of misconduct, breaches of compliance or law, or ethical lapses. Prepare comprehensive reports on investigation findings and recommend corrective actions. Assist the General Counsel with developing and implementing an ethics and compliance training… Show more Triage Speak-Up Connection reports, assign appropriate investigators, and collaborate with appropriate teams to ensure all reports are investigated and documented appropriately, Conduct investigations into more complex cases involving allegations of misconduct, breaches of compliance or law, or ethical lapses. Prepare comprehensive reports on investigation findings and recommend corrective actions. Assist the General Counsel with developing and implementing an ethics and compliance training curriculum. Research trademark and copyright ownership as it relates to customer-provided artwork Show less

Oshkosh, Wisconsin, United States

Conduct internal investigations on reported violations of company policies and procedures with focus on state and federal laws.Collaborate with executives on disciplinary decisions to include terminations.Coach and mentor managers to address consistency in the application and enforcement of company policies and procedures. Compliance and Ethics Training - Assist in the preparation and selection of course curriculum.

As a licensed Transaction Coordinator, I work with all parties associated with the transaction, keeping the process efficient and organized to ensure closing is on time. Marketing the team through multiple social media platforms and successfully generating new leads so the agents can focus on YOU!

Kaukauna. Wisconsin

Neenah, Wi

• Assist in the preparation of curriculum, course selection and customization in the support of Corporate Compliance and Ethics Training including execution of campaigns, translation of training into other languages and training delivery.• Social Compliance Audits – Facilitate annual location Standard Assessment Questionnaire updates, pre-audit preparation, attend onsite audits, coordinate remediation, complete customer RFI’s, maintain and update audit documentation using Sedex and Ecovadix… Show more • Assist in the preparation of curriculum, course selection and customization in the support of Corporate Compliance and Ethics Training including execution of campaigns, translation of training into other languages and training delivery.• Social Compliance Audits – Facilitate annual location Standard Assessment Questionnaire updates, pre-audit preparation, attend onsite audits, coordinate remediation, complete customer RFI’s, maintain and update audit documentation using Sedex and Ecovadix ethical compliance software.• Records Management – Managed annual global Records Clean-Up Week efforts. Create global Records Retention Schedule.• Corporate Compliance Connection Lineo Technical liaison with vendors, updated platforms, design awareness materials, assist with program designs (policy administration; disclosure modules), o Coordinated investigation workflow, processes, and follow-up. o Improved status of Compliance Connection Open Issues, from 63 to 47 within the first three months along with closing numerous outstanding Compliance Connection issues within Convercent. The leading contributor to this successful effort was the building of relationships between the different Human Resource departments, establishing a great report, educating on the process and importance of expediency in handling cases and offering assistance where necessary.o Initiated the development of a Compliance Connection Training Manual to provide tools and resources to the different investigative levels. Establishing effective systems for gathering information, determining levels of severity, and reporting on outcomes to track and analyze. Improved on incident closing timeline from the date of Open Issue to Close Issue, 45 Days.• Conflict of Interest• Development of Conflict of Interest education tools and questionnaire and the piloting of this new Compliance program. Show less

Appleton, Wi

Assists Regional Director in the development and training of a financial services team.Participates in the recruitment of new Regional Financial Representatives. Evaluate, screenNetwork in the community building relationships, Host Career Fairs.Assembles data and prepares performance reports and metrics.Leads the development and utilization of team marketing and sales promotional items.

Managed Corporate Hotline; maintaining compliance with DoD, Sarbanes-Oxley. Created Hotline Investigation Guidelines resulting in more thorough, consistent and timely investigations.Assigned and worked with HR Investigators to further investigate all allegations.Tracked Investigations through third party management system – The Network.Designed and managed Corporate Compliance E-Learning training program launching to 5,000 employees.Negotiated contract and fees when working… Show more Managed Corporate Hotline; maintaining compliance with DoD, Sarbanes-Oxley. Created Hotline Investigation Guidelines resulting in more thorough, consistent and timely investigations.Assigned and worked with HR Investigators to further investigate all allegations.Tracked Investigations through third party management system – The Network.Designed and managed Corporate Compliance E-Learning training program launching to 5,000 employees.Negotiated contract and fees when working with the third party vendors maintaining budget requirements.Communicated plans for the Compliance Program and mandatory training.Worked with subject matter experts to design engaging presentations by determining needs and goals.Implemented Compliance 360 Policy Management application transitioning the process from manual to automated improving the policy updating process for all authors.Effectively led and managed legal intern in accordance with Compliance Program. Show less