Extensive experience in regulatory operational risk management, compliance and internal audit at financial services companies and advising clients in their efforts to manage risks and build a sound control environment. Proven skills in leadership, communications, training, and policy and procedures development and implementation.Managing director of Wisconsin offices of start-up professional services firm that provided finance & accounting, technology risk, and internal audit & controls services to businesses of all sizes, across all industries. Managed sales, delivery and operations. During my tenure the WI offices grew to over 120 staff and $13 million in revenue.Specialties: Has managed and performed audits, regulatory compliance reviews and conducted regulatory compliance training in major business lines of both bank and non-bank entities. Developed sound methodologies for the creation and implementation of internal audit and compliance functions, enterprise risk management programs, and risk and control assessments. Provided training and ongoing support for these methodologies.
Listed skills include Internal Audit, Enterprise Risk Management, Banking, Risk Management, and 41 others.