Luke Holder Email and Phone Number
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A compliance and regulatory expert with experience of working at both the regulator and in consulting. Extensive experience of providing advice and carrying out reviews related to compliance and regulation in the asset management sector.Specialties: Prudential and Conduct of Business Compliance in Life Insurance and Asset Management firms, Operational Risk in Life Insurance and Asset Management firms.
Blackrock
View- Website:
- blackrock.com
- Employees:
- 19889
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Vice PresidentBlackrock Feb 2020 - PresentSydney, New South Wales, Australia
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Vice PresidentBlackrock Nov 2016 - Jan 2020Hong Kong
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Vice PresidentBlackrock Jan 2014 - Nov 2016London, United KingdomCompliance Thematic Monitoring
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Manager (Asset Management Regulatory)Pwc Mar 2011 - Jan 2014London, United KingdomManager working on compliance and regulatory projects in the asset management sector. -
Associate - SupervisionFinancial Services Authority Sep 2005 - Mar 2011Jan 09 – Mar 11 Supervision: Major Retail Groups Division - UK Life InsurersResponsibilities:• Lead supervisor of a large captive asset management firm. Manage relationship between firm and other areas of the FSA and lead quarterly close & continuous meetings with the firm.• Jointly responsible for supervision of conduct and prudential issues of a large UK life insurer including preparation for Solvency ISep 07 – May 08 and Nov 08 – Jan 09 Retail Markets Business Unit: TCF (Treating Customers Fairly) Oct 06 – Sep 07 Retail Policy: Mortgage and General Insurance PolicySep 05 – Sep 06 Regulatory Transactions -
Secondment From FsaHbos May 2008 - Nov 2008• Reviewed the process documentation around risk mapping and capital calculation for HBOS’ operational risks. Completed capital calculation using existing process for a number of divisions. Revised the documentation to improve clarity and streamline process.• Developed a new indirect impacts risk categorisation for operational risks and worked on implementation of the system solution. -
Administrative AssistantSimpsons Ifa Jul 2004 - Aug 2004• Obtained and provided mortgage, pension, investment illustrations and insurance quotations for clients.• Used sourcing systems and dealt with basic queries from clients and product providers.
Luke Holder Skills
Frequently Asked Questions about Luke Holder
What company does Luke Holder work for?
Luke Holder works for Blackrock
What is Luke Holder's role at the current company?
Luke Holder's current role is Vice President at BlackRock.
What is Luke Holder's email address?
Luke Holder's email address is lu****@****ail.com
What is Luke Holder's direct phone number?
Luke Holder's direct phone number is +180667*****
What schools did Luke Holder attend?
Luke Holder attended Ucl.
What skills is Luke Holder known for?
Luke Holder has skills like Operational Risk, Investments, Financial Services, Asset Management, Risk Management, Financial Regulation, Corporate Governance, Solvency Ii, Fsa, Insurance, Operational Risk Management, Management.
Who are Luke Holder's colleagues?
Luke Holder's colleagues are Palak Jain, John Purcell, Alison Panacek, Ana Lucia Santa, Anish Gupta, Srishti Goenka, Jonathan Evans.
Not the Luke Holder you were looking for?
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Luke Holder
Cpa • Life Insurance • Specializing In High Income/High Net Worth • Medical • Oil & Gas • Real Estate • Entertaiment Biz • Partner At Lemert, Holder & Ohm & President At Legacy LifeAmarillo, Tx1yahoo.com9 +180628XXXXX
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3csc.com, tfl.gov.uk, itv.com2 itv
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Luke Holder
Phoenix, Az1menards.com2 +126932XXXXX
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