Malcolm Saunders Email & Phone Number

Melbourne, Australia

I consult in the financial services sector predominantly to insurance broking and financial adviser businesses.The nature of my work entails:1. Applying for Australian Financial Services licences as well as Australian Credit licences for clients and any relevant variations to the licences, including changes to responsible managers and additional business.

Dandenong, Victoria

Responsibilities included:- the implementation of the compliance, risk management and internal audit frameworks- enhancing the focus of the quality internal audits and their reporting to Executive- preparation of themed and significant risk reporting- introduction of compliance monitoring application, content and procedures- implementation of risk, audit.

Responsible for the enterprise risk and compliance framework of the business, the awareness and communication strategies involving the business units and regional offices, coordinating the internal audit plan and assignments throughout the business and the conduct and reporting of internal peer reviews of procedures and processes throughout the company..

Responsible for the enterprise risk and compliance frameworks of the business and the relevant communications of significant issues to the superannuation funds in the form of quarterly information packs. I was also responsible for assisting with the annual internal audit plan, its completion and the reporting of issues arising from the reviews of the.

Responsible for the enterprise risk framework, implementation of business unit risk profiles throughout the Fund, completion of the self assessment compliance programme with the reporting of results to Committees and the co-ordination of the internal audit process, planning, completion and reporting, to the business. Assistance with the preparation of the.

Mlebourne

Responsible for supervision of the operations of profit enhancement services and the reporting of results on the comparison of accounts payable processes and controls involving clients such as Coles, Myer, Kmart, Target, Visy Industries, Southcorp Wines and the Pacific Dunlop group and their suppliers. Servicing the clients through reports on activities.

Melbourne, Australia

Responsible for the group internal audit function, the planning, completion and reporting through executive summaries and reports to regional Management of Sedgwick companies throughout the Asia Pacific region. I compiled and presented internal audit outcomes and results to the Audit Committee on a quarterly basis, as well as liaised with the overseas UK.