Ameriprise Financial, Minneapolis, MN 2002 to PresentSenior Manager – Centralized Supervision Unit, 2013 to present• Lead a team of Corporate Registered Principals that supervise approximately 3,000 advisors focused on advisory services• Creates, leads, and executes multiple projects involving multiple business partners, that improve supervision capabilities and effectiveness• Lead the development of automation and robotic solutions to significantly lower costs in excess of $1 million dollars annually • Leads projects working with our partners in India, creating process improvements and streamlining workflow, reducing overall supervision costs• Investigates policy violations to determine client impact, advisor or firm responsibility. • Develops and tracks key metrics, trends, and business drivers • Serves as an SME for fee-based asset management accounts, financial planning, cross-functional working groups and other key products across enterprise

• Directly supervised the fee based accounts and financial planning advice for approximately 500 advisors • Led projects that involved technology and product changes and enhancements to increase awareness of risk. Delivered training and support to enable advisors to create compliant advice that strengthens client relationships• Partnered with field and internal team members to ensure requirements are met and enforced in a manner that promotes teamwork and a win/win for the advisor, client and firm. Investigated practice wide issues to resolution, partnering with field leadership and other internal partners

• Provide training to advisors on how to use financial planning tools within their practice• Solving complex cases, estate issues, designing solutions through the available tools and recommending multiple suitable options• Collaborating with internal/external partners to provide solutions and best financial planning options available

• As a top producer for Ameriprise Financial, primary responsibilities include new client acquisition, retaining existing clients and enhancing their relationship through a consultative sales approach• Sales presentations to prospects at their work locations, audiences of 10-20• Recommend solutions that include brokerage products, mutual funds, life insurance, annuities• Specializing in Annuity and Insurance sales