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Marc Werner Email & Phone Number
Senior Risk Manager and Registered Principal and Compliance
at
Ameriprise Financial Services, Inc.
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✓ Verified Jun 2026
3 data sources
Profile completeness 100%
Current company
Role
Senior Risk Manager and Registered Principal and Compliance
Location
Prior Lake, Minnesota, United States
Company size
Who is Marc Werner? Overview
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Quick answer
Marc Werner is listed as Senior Risk Manager and Registered Principal and Compliance at Ameriprise Financial Services, Inc., a company with 2 employees, based in Prior Lake, Minnesota, United States. AeroLeads shows a matched LinkedIn profile for Marc Werner.
Marc Werner previously worked as Senior Risk Manager/Registered Principal/Compliance at Ameriprise Financial Services, Inc. and Registered Principal at Ameriprise Financial. Marc Werner holds Mba, Leadership, 4.0 from Walden University.
Company email context
Email format at Ameriprise Financial Services, Inc.
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Ameriprise Financial Services, Inc.
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Profile bio
About Marc Werner
Experienced Senior Risk Manager with a demonstrated history of working in the financial services industry. Skilled in Coaching, Team Building, Retirement Planning, Investment Advisory, and Series 24. Strong finance professional with a MBA focused in Leadership from Walden University.
Listed skills include Series 7, Series 24, Series 66, Financial Planning, and 18 others.
Current workplace
Marc Werner's current company
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Ameriprise Financial Services, Inc.
5 roles
Marc Werner work experience
A career timeline built from the work history available for this profile.
Senior Risk Manager/Registered Principal/Compliance
Current- Ameriprise Financial, Minneapolis, MN 2002 to PresentSenior Manager – Centralized Supervision Unit, 2013 to present
- Lead a team of Corporate Registered Principals that supervise approximately 3,000 advisors focused on advisory services
- Creates, leads, and executes multiple projects involving multiple business partners, that improve supervision capabilities and effectiveness
- Lead the development of automation and robotic solutions to significantly lower costs in excess of $1 million dollars annually
- Leads projects working with our partners in India, creating process improvements and streamlining workflow, reducing overall supervision costs
- Investigates policy violations to determine client impact, advisor or firm responsibility.
May 2013 - Present
Registered Principal
Ameriprise Financial
- Directly supervised the fee based accounts and financial planning advice for approximately 500 advisors
- Led projects that involved technology and product changes and enhancements to increase awareness of risk. Delivered training and support to enable advisors to create compliant advice that strengthens client relationships
- Partnered with field and internal team members to ensure requirements are met and enforced in a manner that promotes teamwork and a win/win for the advisor, client and firm. Investigated practice wide issues to.
May 2010 - May 2013
Financial Advice Sales Consultant
Ameriprise Financial
- Provide training to advisors on how to use financial planning tools within their practice
- Solving complex cases, estate issues, designing solutions through the available tools and recommending multiple suitable options
- Collaborating with internal/external partners to provide solutions and best financial planning options available
Jan 2007 - Apr 2010
Financial Advisor
American Express Financial Advisors/Ameriprise Financial
- As a top producer for Ameriprise Financial, primary responsibilities include new client acquisition, retaining existing clients and enhancing their relationship through a consultative sales approach
- Sales presentations to prospects at their work locations, audiences of 10-20
- Recommend solutions that include brokerage products, mutual funds, life insurance, annuities
- Specializing in Annuity and Insurance sales
Jul 2002 - Dec 2006
Team & coworkers
Colleagues at Ameriprise Financial Services, Inc.
Other employees you can reach at ameriprise.com. View company contacts for 2 employees →
GM
Greg Metz
Colleague at Ameriprise Financial Services, Inc.Kansas City Metropolitan Area, United States
View →
LL
Lori Leader
Colleague at Ameriprise Financial Services, Inc.Yankton, South Dakota, United States, United States
View →
SS
Susan Skorvanek
Colleague at Ameriprise Financial Services, Inc.Stamford, Connecticut, United States, United States
View →
CK
Cindy Karns
Colleague at Ameriprise Financial Services, Inc.Mobile, Alabama, United States, United States
View →
DP
Darlene Poch
Colleague at Ameriprise Financial Services, Inc.San Jose, California, United States, United States
View →
CF
Carl F. Allen Jr.
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
AS
Aimee Sybrant, Cfp®, Bfa™, Apma™, Cltc®, Crpc™
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
AT
Arika Thomas
Colleague at Ameriprise Financial Services, Inc.Houston, Texas, United States, United States
View →
LJ
Lynn Jancik, Chfc
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
MG
Michelle Glood, Cfp
Colleague at Ameriprise Financial Services, Inc.St Paul, Minnesota, United States, United States
View →
Greg Metz
Colleague at Ameriprise Financial Services, Inc.Kansas City Metropolitan Area, United States
View →
LL
Lori Leader
Colleague at Ameriprise Financial Services, Inc.Yankton, South Dakota, United States, United States
View →
SS
Susan Skorvanek
Colleague at Ameriprise Financial Services, Inc.Stamford, Connecticut, United States, United States
View →
CK
Cindy Karns
Colleague at Ameriprise Financial Services, Inc.Mobile, Alabama, United States, United States
View →
DP
Darlene Poch
Colleague at Ameriprise Financial Services, Inc.San Jose, California, United States, United States
View →
CF
Carl F. Allen Jr.
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
AS
Aimee Sybrant, Cfp®, Bfa™, Apma™, Cltc®, Crpc™
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
AT
Arika Thomas
Colleague at Ameriprise Financial Services, Inc.Houston, Texas, United States, United States
View →
LJ
Lynn Jancik, Chfc
Colleague at Ameriprise Financial Services, Inc.Minneapolis, Minnesota, United States, United States
View →
MG
Michelle Glood, Cfp
Colleague at Ameriprise Financial Services, Inc.St Paul, Minnesota, United States, United States
View →
3 education records
Marc Werner education
Mba, Leadership, 4.0
B.S., Business Administration
Advanced Leadership Training
Klemmer & Assoc
FAQ
Frequently asked questions about Marc Werner
Quick answers generated from the profile data available on this page.
What company does Marc Werner work for?
Marc Werner works for Ameriprise Financial Services, Inc..
What is Marc Werner's role at Ameriprise Financial Services, Inc.?
Marc Werner is listed as Senior Risk Manager and Registered Principal and Compliance at Ameriprise Financial Services, Inc..
Where is Marc Werner based?
Marc Werner is based in Prior Lake, Minnesota, United States while working with Ameriprise Financial Services, Inc..
What companies has Marc Werner worked for?
Marc Werner has worked for Ameriprise Financial Services, Inc., Ameriprise Financial, and American Express Financial Advisors/Ameriprise Financial.
Who are Marc Werner's colleagues at Ameriprise Financial Services, Inc.?
Marc Werner's colleagues at Ameriprise Financial Services, Inc. include Greg Metz, Lori Leader, Susan Skorvanek, Cindy Karns, and Darlene Poch.
How can I contact Marc Werner?
You can use AeroLeads to view verified contact signals for Marc Werner at Ameriprise Financial Services, Inc., including work email, phone, and LinkedIn data when available.
What schools did Marc Werner attend?
Marc Werner holds Mba, Leadership, 4.0 from Walden University.
What skills is Marc Werner known for?
Marc Werner is listed with skills including Series 7, Series 24, Series 66, Financial Planning, Wealth, Retirement Planning, Investment Advisory, and Compliance.
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