Leading, expanding, and transforming into the Asia Risk, Finance and Treasury team (12 members) that is responsible for the audit coverage of:• Global Risk Production and Reporting processes of Traded Market Risk, Counterparty Credit Risk, Wholesale Credit Risk, and Consumer Credit Risk• Asia Risk Management activities of Traded Market Risk, Credit Risk and Operational Risk• Asia Finance, Tax, and Treasury activities• Middle East Risk, Finance, Tax, and Treasury activities• BCBS 239 theme and Risk Reporting Horizontal

Led and expanded the Asia Risk team (8 members) that was responsible for the audit coverage of:• Global Risk Production and Reporting processes of Traded Market Risk, Counterparty Credit Risk, Wholesale Credit Risk, and Consumer Credit Risk• Asia Risk Management activities of Traded Market Risk, Credit Risk and Operational Risk• BCBS 239 theme and Risk Reporting Horizontal

Led and built from scratch a new Asia Risk team (4 members) that was responsible for the audit coverage of the Global Risk Production and Reporting processes of Traded Market Risk, Counterparty Credit Risk, and Wholesale Credit Risk.

Led, planned, supervised and conducted internal audits across the Bank’s businesses, countries and functions in Asia.• Investment Bank businesses – Distribution, FX, Rates, Prime Brokerage, Banking• Non-Investment Banking businesses – Corporate Banking and Wealth Management• Functions – Traded Market Risk and Counterparty Credit Risk production, Finance, Compliance, Operations• Countries (Branches) – Australia, Taiwan, South Korea, China, Malaysia, Indonesia, Thailand- Pioneered and led the project to enhance audit’s automated auditing capabilities through gaining access to the Bank's trade and finance data warehouses.- Led and delivered high profile global and regional thematic reviews of Global Travel and Entertainment expenses, Cross Border controls and governance.- Led a working group review to streamline audit processes and improve audit efficiency.

Conducted internal audits and performed business monitoring across the Bank’s businesses, countries and functions in Asia.• Investment Bank businesses – Distribution, FX, Rates, Prime Brokerage, Banking• Non-Investment Banking businesses – Corporate Banking and Wealth Management• Functions – Traded Market Risk and Counterparty Credit Risk production, Finance, Compliance, Operations• Countries (Branches) – Australia, Taiwan, South Korea, China, Malaysia, Indonesia, Thailand.- Established a library of common used computer assisted auditing techniques for use globally.

Successfully transitioned from external financial audits to conduct internal audits of the Bank's Investment Banking, Insurance, and Asset Management subsidiaries, both locally and regionally.Championed the use of COSO risk-based methodology in:• Assessing the asset-liability competency of the Bank’s life and general insurance businesses.• Evaluating the efficiency and effectiveness in the investing and operating activities performed by the Bank’s asset management and venture management businesses.• Appraising the adequacy and effectiveness in the execution and documentation of corporate finance and capital markets activities.

Specialized in leading and conducting financial statements audit for Insurance and Financial Institutions, including Singapore subsidiaries of Multi-National Corporations listed in major stock exchanges. • Managed a portfolio of small- to medium-sized audit engagements that achieved 20% recovery realization higher than the firm’s average.• Developed and implemented audit methodologies for the attestation of regulatory compliance by insurance companies when the Monetary Authority of Singapore first initiated the Risk-Based Capital Valuation Regulations in 2004.• Selected to be trained on the attestation of Sarbanes Oxley S404, and assisted audit clients with U.S SEC affiliation in determining their compliance with the Sarbanes Oxley S404 requirements.