Compliance Officer/Operations Manager
Primerica Financial Services, Inc.
Los Angeles, California, United States
- Directed and coordinated day-to-day operations of a financial services business with annual revenue of more than $5 million
- Supervised over 100 on-site employees, independent sales agents, and regional sales staff including performance evaluations, development and monitoring of corrective action plans and enforcement of disciplinary actions
- Mentored and provided guidance, training and technical assistance to management, sales, and office staff
- Provided oversight of more than… Show more
- Provided oversight of more than 90 regional offices by conducting periodic internal reviews and audits to ensure that compliant processes and procedures were in place
- Negotiated resolutions to differences between regional office leadership and independent sales agents