Maria M. Email & Phone Number

Sydney, Nsw, Au

Sydney, Australia

Instinet Australia Pty Limited (IAPL) is incorporated in Australia and is a wholly owned member of the Instinet group of companies which is part of the Nomura group. IAPL is the equities execution services arm of the Nomura group who provides independent agency brokerage services to clients throughout the world.IAPL is a participant of the Australian Securities Exchange (ASX) and Chi-X Australia (CXA). It is also a General Participant of ASX Clear Pty Limited and of ASX Settlement Pty Limited. IAPL has an Australian Financial Services License (No 327834) that allows it to advise on, and deal in securities and managed investments for wholesale clients. I am responsible for supporting the Australian office in all aspects of equities clearing, trade settlement, daily stock and cash reconciliations, collateral management, securities lending, review of corporate actions, processing cash market margin calls and reporting.

Sydney, Australia

HUB24 Limited is a company listed on the Australian Securities Exchange. HUB24 Custodial Services, Agility Applications and Paragem are wholly-owned subsidiaries of HUB24 Limited. HUB24's investment and superannuation platform offers a comprehensive range of investment options, with enhanced transaction and reporting solutions for all types of investors such as individuals, companies, trusts, associations or self-managed super funds.I have supported the operation team ensuring all adviser's requests are processed within timely manner. Working with asset cost bases, CGT reporting, portfolio reconciliation for broker to broker, on and off market, issuer holding and managed fund transfers. Accurate processing of superannuation transaction and payment. Reviewing complex superannuation claims for early release, split and deceased estate. Managing administrator and trustee requirements ensuring accurate information is given to adviser in a timely manner. Alerting advisers to corporate actions on client account transaction such as transfer, payment, rollover, closure etc. Assisting in setting up and maintaining client investment portfolios. Supporting and troubleshooting adviser queries.

Sydney, Australia

Provided middle office as well as back office support, responsible for executing a variety of operational functions by providing timely execution and error free operational processes related to CHESS conversions, CHESS holdings administration, equity transfer and managing settlement obligations. Effectively communicated with internal teams to achieve positive outcomes and coordinating with counterparties for successful completion of broker to broker share transfer, on and off market transfers and issuer conversions. Delivering quality service ensuring all internal controls and procedures including reconciliation and reporting are complied with at all times.

Sydney, Australia

Provided operational support within the CommSec Adviser Services ensuring the needs of advisers and their clients were met by managing client expectations through timely and quality delivery of service by managing the effective and efficient set up and maintenance of retail, wholesale and institutional investors share trading accounts under time constraints and accuracy requirements across a variety of equities, derivatives and cash products.

Sydney, Australia

Provided domestic custody services to JP Morgan for Australian equities by actively contributed with the daily operation of the team for researching all corporate actions announcements release in the Australian share market, ensuring market events were effectively communicated within the global custody team. Accurately processed all aspects of corporate actions from the preparation, update and completion of all corporate actions files. Identified, investigated and resolved issues across the corporate actions area to maintain high level of service and reconciled cash and stock entitlements for effected security and updated the investor's portfolio to reflect the adjustment.

Sydney, Australia

Provided a broad range of administrative services to support the Financial Advisers, Business Development and Relationship Managers by proactively managing all key client relationships and communications flow for the department by maintaining professional relationship with financial adviser, investor, credit risk, bank and solicitor. Assessed statement of financial performance and statement of financial position. Accurately processed margin loan and structured investment applications and ensured queries were resolved and responded to within a time frame. Provided coverage in the corporate actions team including sourcing ASX announcements and in taking accurate instructions on behalf of the investors who participated in IPO (Initial Public Offering).

Sydney, Australia

Managed Fund

Sydney, Australia

Asset Finance

Sydney, Australia

Managed debtors ledger to ensure accuracy of allocations and timely collection of payments to creditors ledger for Asset Finance wholesale clients.

Asic Rg 146 Compliant

Diploma Of Financial Services, Financial Planning And Services

Certificate In Financial Services Custody

Certificate In Accounting With Distinction, Accounting And Finance