Mark Frith Email and Phone Number
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SME in UK / EU / US secondary markets regulations, notably MiFID / EMIR / Dodd Frank. Global IB Compliance lead for Digital developments. Extensive industry and regulatory interaction. Previously an FX Business Manager for the UK ring-fenced bank, with a contingency trading mandate. Qualified banking lawyer.
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Director - Global Markets And Securities Services ComplianceHsbcLondon, Gb -
Director - Global Markets & Securities Services ComplianceHsbc Jun 2021 - PresentLondon, United KingdomEMEA Head of Regulatory Change Advisory, covering the UK and EU regulatory change agenda - highlights include UK Wholesale Markets Review and EU MiFID Review, as well as FCA Consumer Duty / ESG regulations / cross-over into the Digital agenda. Advisory lead for the UK Swap Dealer and Security-Based Swap Dealer. Registered HSBC Bank plc as a Security-Based Swap Dealer with the SEC. Responsible for CFTC and SEC engagement in the UK, including filings and examinations.Head of Digital, covering digital assets & currencies as well as AI / Machine-Learning. Global IB Compliance lead for HSBC’s asset tokenisation platform, HSBC Orion. -
Associate Director - Global MarketsHsbc May 2018 - May 2021London, United KingdomBusiness Manager on the HSBC UK Global Markets desk with Execution Mandate, covering FX Cash for the Ring-Fenced Bank retail and commercial customer base. Key responsibilities included ensuring the desk was risk-hedged, operated within limits, best execution monitoring, off-market rate checking, cancel & amend explain and profit & loss explain.Other experience included establishing a Global Markets near-shore presence for the COO function, securing office premises, conducting interviews, and embedding resource. -
Regulatory Change Manager - Global Markets ComplianceHsbc Oct 2013 - May 2018London, United KingdomWorked in Global Markets Compliance on the implementation of EU regulatory developments in the Global Markets business (pre-Brexit). Led on the MiFID II implementation from consultation to embedding (2014-18) as technical SME, representing HSBC in industry and to the FCA.Other projects led on included: EMIR; MAR; Volcker Rule; Dodd Frank Swaps and Security-Based Swaps reforms; extra-territorial G20 OTC derivative reforms incorporating trade reporting, mandatory clearing and margin for uncleared; PRIIPs; EU Benchmark Regulation; UK ring-fencing. -
AssociateHogan Lovells Nov 2012 - Sep 2013London, United KingdomAssociate in the Project Finance team acting for banks and borrowers on major cross-border infrastructure transactions and associated derivative products. -
SolicitorOsborne Clarke Sep 2011 - Jul 2012London, United KingdomSolicitor in the Banking and Finance team acting for banks and borrowers on debt facility transactions. -
Trainee SolicitorClyde & Co Llp Sep 2009 - Sep 2011London, United KingdomTrainee Solicitor in the corporate, commercial/IP, insurance and reinsurance litigation departments. Completed a client secondment to an NYSE-listed insurer during an FCA inspection and an international secondment to Dubai.
Mark Frith Skills
Mark Frith Education Details
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Frequently Asked Questions about Mark Frith
What company does Mark Frith work for?
Mark Frith works for Hsbc
What is Mark Frith's role at the current company?
Mark Frith's current role is Director - Global Markets and Securities Services Compliance.
What is Mark Frith's email address?
Mark Frith's email address is ma****@****ail.com
What schools did Mark Frith attend?
Mark Frith attended The Chartered Institute For Securities & Investment (The Cisi), The University Of Law, The University Of Manchester.
What are some of Mark Frith's interests?
Mark Frith has interest in Golf, Sports, Travel, Current Affairs.
What skills is Mark Frith known for?
Mark Frith has skills like Regulatory Requirements, Regulatory Compliance, Regulatory Affairs, Investment Banking, Derivatives, Mergers And Acquisitions, Cross Border Transactions, Leveraged Finance, Project Finance.
Who are Mark Frith's colleagues?
Mark Frith's colleagues are Alfi Shoffa, Nancy Yip, Esra Adanir, Khaleel Mahmood, Viet Nguyen, Richard Guerin, Joanna Swiderek, Acca.
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Mark Frith
Greater Portsmouth Area -
Mark Frith
A Creative Communications, Marketing And Sales Professional With A Genuine Passion For Making A Positive Difference To People And Business.Greater Manchester -
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2hotmail.com, comcom.govt.nz
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