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Pioneering the Future: Conceptualized, secured financing and developed a unique neighborhood catering specifically to adults with disabilities. Leading the charge in creating innovative and inclusive communities.Community Architect: Expert in leading the entire lifecycle of community development, from initial concepts to hiring and collaborating with professionals across various disciplines.Lawyer: Adept at handling a broad spectrum of legal matters, ensuring compliance with federal and state regulations, and drafting a variety of legal documents.Advocate: Extensive legal background with strong negotiation, compliance oversight, and complex problem-solving skills. Passionate about fostering inclusivity and independence for individuals with disabilities through innovative community building.Leadership: Excellent leadership and interpersonal skills with a proven track record of directing teams and collaborating with departments to achieve desired business objectives.🌐 CORE PROFICIENCIES 🌐• Strategic Planning & Analysis• Project Management• Compliance Oversight• Corporate Governance• Regulatory Compliance• Risk Mitigation• Mergers and Acquisitions• Corporate Restructuring• Business Development• Negotiation• Business Operations
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Executive DirectorThe Cottage FoundationCave Creek, Az, Us
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Founder And Chief Executive OfficerEcc Management, Llc Sep 2013 - PresentFounded and led ECC Management, dedicated to designing, developing, and constructing urban cottage home neighborhoods for adults with intellectual, developmental, and acquired disabilities.Key Achievements:• Pioneered the concept of unique urban cottage home neighborhoods for adults with disabilities.• Led the entire process, from raising essential financing to hiring key professionals including architects, engineers, contractors, brokers and lawyers.• Secured financing and guaranteed debt for project funding.• Orchestrated the sales process for homes designed for ownership, fostering long-term stability and community support.
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President And General CounselClaraphi Advisory Network, Llc Dec 2012 - Nov 2021Reported directly to the CEO, overseeing and executing all legal services, including structuring, licensing, registration, compliance oversight, and litigation for an SEC-registered investment adviser.Key Achievements:• Helped grow the company from inception to over $1B in assets under management.
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Managing MemberGolbeck Roth, Pllc 1998 - 2013• Securities law practice focusing primarily on transactions, regulation, compliance and litigation among securities brokers, dealers, investment advisers, issuers and their officers, directors, shareholders, customers and regulators.• Advise entrepreneurs on formation, capitalization, licensing, operations, regulation and windup of securities sales, investment and advisory businesses including hedge funds, broker-dealers and investment advisers.• Formation, mergers, acquisitions, restructurings and wind-up of corporations, partnerships and limited liability companies, including charter documents, bylaws, operating agreements, buy-sell, shareholder, and stock and asset purchase and sale agreements.
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Chief Operating Officer And General CounselNational Holdings Corporation (Otcbb: Nhld) Dec 2007 - May 2011• Advise and assist directors and chief executives regarding structure, financing, regulation, financial and regulatory compliance and operations issues of publicly-traded parent, its subsidiaries and acquisition targets.• Perform and direct all internal, and coordinate and supervise external legal services relating to the operations, licensing, regulation, employment, investigations and disputes of three broker-dealers, an SEC-registered investment adviser, a fixed insurance subsidiary, and their personnel.• Supervise and direct all regulatory compliance, supervisory and registrations personnel.• Coordinate staffing, budgeting, restructuring, and operations of and among all subsidiaries.• Appoint, monitor, direct and supervise all outside counsel and insurers.• Mediate and resolve regulatory, operational and production issues between business lines and among subsidiaries.• Conduct or direct research regarding registration, exemptions and rules governing the conduct of business in multiple state and foreign jurisdictions. • Supervise the maintenance of corporate minutes, licensing and registration documentation for all entities.
Mark Roth Skills
Mark Roth Education Details
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Juris Doctorate
Frequently Asked Questions about Mark Roth
What company does Mark Roth work for?
Mark Roth works for The Cottage Foundation
What is Mark Roth's role at the current company?
Mark Roth's current role is Executive Director.
What is Mark Roth's email address?
Mark Roth's email address is mr****@****phi.com
What is Mark Roth's direct phone number?
Mark Roth's direct phone number is +121241*****
What schools did Mark Roth attend?
Mark Roth attended Uc Irvine, Pepperdine University School Of Law.
What skills is Mark Roth known for?
Mark Roth has skills like Investments, Securities, Equities, Portfolio Management, Asset Management.
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