Mark Heaney Email & Phone Number

Calgary, Canada Area

I interact with Alberta market participants, investment fund managers, portfolio managers and exempt market dealers including conducting in-depth interviews, evaluating business operations, and assessing compliance with regulatory obligations. I aid in the execution of detailed, risk-based performance examinations primarily focused in mortgage investment corporationsI conduct detailed analysis of other regulatory filings such as quarterly and annual financial filingsI prepare clearly written and concise reports of conduct examination findings and other issues issues for internal and external disseminationI am given an opportunitity to recommend an appropriate courses of action for the ASC and registrants to address areas of concernI also enjoy mentoring junior team members and provide a forum for interactive debate and discussion of regulatory matters within the team. This helps to ensure there is knowledge transfer within our team..

Calgary, Canada Area

Completed a SOX engagement for a large Oil & Gas company where I was responsible for;1. Evaluating the design and effectiveness of controls 2. Conducting walkthroughs 3. Testing of controls 4. Working with clients on remediation of the deficiencies identified. I provided practical recommendations to the client for consideration and implementation. I also provided internal audit assistance and have delivered audits that included assistance with risk assessment, assessment of financial and operational processes, and preparation of audit reports that identified critical risk points, improved controls, and efficiency improvement areas for management consideration. The experience gained on this engagement included: 1. Managing an internal audit activity 2. Engagement planning, 3. Continuous internal control improvement, 4. Resource management and engagement supervision. 5. Developed process documentation including identification of internal controls in place and any control gaps.

Calgary, Canada Area

Performed Audits of Oil & Gas services companies. Helped companies to transition from US or Canadian GAAP to IFRSEducated junior members of the team to the KPMG Audit Methodolgy

During my time in KPMG Dublin, I audited in a number of financial services sectors including securitisation vehicles, pensions, funds and insuranceI gained a number of skills while performing this role and obtaining my ACA. These skills included;- Project management i.e. planning, scheduling, coordinating and reporting of the audit work.- Coach and mentor staff auditors and college placements to help them reach their full potential- Generate and grow client relationships- Solve problems creativly and analytically- Assumed a role of reviewer of team member's work prior to manager review- Exposure to Irish GAAP, UK GAAP and IFRS- Learned the effect of the Lehman Brothers collapse on the bond market- Became proficient in the accounting treatment of IAS 39- Reviewed client Financial Statements to ensure compliance with local and international legislation and accounting standards- Liaised with Audit Manager and Partner on any material audit issues.- Liaised with client ensuring all issues were resolved before signing financial statements

Dealt with Customer queries in person and on the telephoneAided customers with the operation of the Quick Lodge system to reduce pressure on the tellersWas part of a team of 3 who oversaw an increase in the efficiency of the customer service to a satisfaction rate of 97%

Aca, Accounting, Pass

Master Of Accounting, Accounting, 63

Bachelor Of Commerce, Accounting, 71%

Education record

Masters; Bachelors Of Commerce Undergraduate, Accounting

2.1) including a thesis on the on-going convergence of IFRS and U.S. GAAP

Bachelor Of Commerce

Ireland

Final Admitting Exams and Training Contract completed

Education record