Martin Gray Email & Phone Number

Experienced Compliance Professional with a demonstrated history of working in the prime brokerage and investment management industry. Using my skills in Financial Compliance, Anti-Money Laundering and Market Surveillance, I have overseen multiple systems and controls implementations. Key amongst these were MIFID II, ICARA and the Senior Managers & Certification Regime.

Listed skills include Investments, Equities, Accounting, Bloomberg, and 21 others.

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  Chief Compliance Officer

  Linear Investments Limited

  Feb 2021 - Present - London, United Kingdom

  Linear Investments offers the complete suite of front-to-back office services, from execution through to Prime Brokerage, custody and settlement, to a global client-base of hedge funds, asset managers, wealth managers, family offices and other corporate clients. This is backed up by a highly personal client services team and a competitive pricing model that recognises the overall cost sensitivities to those clients.Linear supports new, small and medium-sized buy-side firms or brokers to… Show more Linear Investments offers the complete suite of front-to-back office services, from execution through to Prime Brokerage, custody and settlement, to a global client-base of hedge funds, asset managers, wealth managers, family offices and other corporate clients. This is backed up by a highly personal client services team and a competitive pricing model that recognises the overall cost sensitivities to those clients.Linear supports new, small and medium-sized buy-side firms or brokers to find the correct providers to help grow their business.Implementing and maintaining the firm-wide compliance strategy and all necessary policies, procedures, systems and controls. Management and Oversight of the Firms Compliance Team.Reporting to the Board of Directors in relation to the Compliance and Risk functions of the firm and producing the annual MLRO report. Main point of liaison with the Financial Conduct Authority in the UK and international Regulators.Holder of SMF16 & SMF17 functions. Show less