Matthew D. Email & Phone Number

London Area, United Kingdom

Ec4M 7Eg

• Maintain awareness and understanding of UK regulations, including the SRA Handbook, Law Society AML Practice note, Solicitors Accounts Rules, FCA Handbook, AML, CTF, Sanctions, JMLSG guidance notes, CCA, DPA, TCF and their implications upon business Activities• Supporting the MLRO and Head of Risk and Compliance in connection with the firms AML, Sanctions and ABC policies, monitoring compliance with these and liaising with the firm's cashiers, secretaries, associates and partners. • Carrying out in depth research in respect of high risk clients. • Monitoring high risk clients and engagements.• Draft new or amend existing Compliance Policies and Procedures as required in order to meet the requirements of new/updated regulations / legislation, obtaining relevant approvals, implement and rollout• Carry out review of business wide documentation as required• Carrying out AML and ABC induction training for new starters.• To be responsible for the enrolment and record keeping of firm-wide regulatory training.• Carry out transaction monitoring in accordance with Compliance procedures• Provide data / MI to inform Compliance reporting as required• Provide input to training materials as required• Carry out customer screening in accordance with Compliance procedures• Conduct and provide input to due diligence process as required• Internal Suspicious Activity Report investigation• NCA reporting.

Mottingham

Mottingham Big Local Office is a National Lottery based source of charitable funding. I was a resident member of the partnership board, involved in the assessment and decision making of grant applications, from local school based events to community safeguarding initiatives, mostly with a focus on wellbeing, safety and lasting impact in the local area.

London, United Kingdom

- Transaction monitoring- Reviews of internal suspicious activity reports- Filing suspicious activity reports with the NCA- Answering and providing information for Production Orders, SSAA and CSA requests- Procedure writing and review- Regulatory risk assessments- Knowledge of FCA regulations- Client due diligence

London, England

Leeds, United Kingdom

Leeds, West Yorkshire, England