Matthew G. Oehm Email & Phone Number

San Francisco, CA, US

Paris, Île-de-France, FR

Legal, Risk, & Compliance - Technology Industry

New York, New York, US

• Performed internal audits, regulatory issue validations, and business monitoring for Citi’s Capital Markets businesses, specializing in: Swap and Swap Dealer regulations, Risk Management Program compliance, Volcker Rule.
• Responsible for the planning, execution, reporting, and follow-up issue validations for risk-based internal audits.
• Responsible for the completion of quarterly business monitoring for the Volcker Rule, and part of the monthly Volcker Working Group with senior leaders.
• Effectively and efficiently worked with a global team of internal auditors and stakeholders to address concerns of regulators within the US (OCC, SEC, CFTC) and EMEA (BaFin).

San Francisco, California, US

• Responsible for executing the first Compliance Program in a young FinTech startup in collaboration with the Head of Compliance and senior stakeholders.
• Responsible for creating compliance policies and procedures, risk assessments, the issue management program, and testing and monitoring program.
• Responsible for the transaction monitoring program, escalating results and issues to the Head of Compliance, and preparing and filing suspicious activity reports (SARs) while maintaining necessary records to assure.
• Provided day-to-day advice to business units in order to promote responsible innovation and stay compliant with laws, rules, and regulations.
• Built collaborative relationships with all levels of the organization, both within the Compliance department as well as other business units, and personnel of our partner bank to create a culture of compliance and.

New York, NY, US

Embedded Risk Manager: Responsible for the risk management of the Financial Operations process, including liaising between the process owners, risk stripes, and other departments to identify and implement solutions to business problems. Risk managers also are expected to have an intimate knowledge of their departments’ processes, risks, and control.

San Francisco, CA, US

• Led internal audits and conducted audit planning, including identifying and analyzing risks to develop risk-based audit programs.
• Specialized in regulatory compliance, reviewing for bank compliance in the areas of BSA/AML, Privacy (California Consumer Privacy Act / General Data Protection Regulation), Deposit Services, and NACHA.
• Trained, coached, and mentored senior auditor new hires in our effort to build out the internal audit regulatory compliance specific team, including building out senior auditor-specific processes, templates, and.

London, GB

Senior in the Financial Services Office Advisory Services practice of EY. He worked to assist clients in the financial services industry comply with regulations, assess operational risks, and improve processes.- Led the planning and execution of risk reviews and preparedness assessments- Advised clients to understand and manage business risks - Provided.

London, GB

- Assisted the name partner and his associates by completing various projects for local cities, including researching and contacting professionals in specific industries to serve as expert witnesses- Acquired municipal and tax appeal experience, such as learning how towns operate as well as learning the tax appeal process (for both commercial and.

Washington, D.C., US

- Reviewed and analyzed detailed transcripts, case files, and similar law documents- Drafted the facts of a complex decision for a discrimination case - Actively requested and implemented feedback from the supervising Administrative Judge - Discussed and incorporated recommended changes to writing in the case’s decision- Assisted staff at and attended the.

Bachelor Of Science (B.S.), Accounting And Finance

Education record