Max Greer Email & Phone Number

Tampa, Fl, Us

Tampa, Florida, United States

AML and EDD operations. Responsible for mitigating institutional risk and overseeing AML and EDD operations. Financial-crime expert that utilizes investigational skills and identifies unusual transactions. Experience in filing STR’s/SAR’s. Proficient use of Microsoft word, excel, oracle, host, rdc, lexisnexis, and other financial crime systems.

As an Enhanced Due Diligence (EDD) Analyst, my role supports mitigating anti-money laundering risk to Morgan Stanley by performing various reviews, completing complex enhanced due diligence tasks, and preparing and submitting Suspicious Activity Reports to ensure compliance with the Bank Secrecy Act/Anti-Money Laundering Program.• Compile and analyze data and maintain necessary records and files, escalating cases for further review to determine if activity is suspicious.• Complete EDD reviews in a timely and efficient manner. • Assists with the implementation and maintenance of a due diligence process that is appropriate for identifying suspicious and fraudulent activity.• Prepare and promptly submit all identified Suspicious Activity Reports to FinCEN, ensuring timely and accurate compliance with the reporting requirements.• Assists in the training and shadowing of new employees.•utilized the QC process to help with EDD reviews

Tampa, Florida, United States

• Provide oversight review of the payments program manager processes. Assess their adherence to BSA/AML and OFAC regulatory requirements and Servicing Agreement roles and responsibilities.• Review BSA/AML-related risks associated with the onboarding and implementation of new programs, review program change requests and assign program risk assessment ratings of payments access and credit card programs.• Review and analyze fact sheets, program manager documentation, and other relevant information to identify money laundering and regulatory compliance vulnerabilities and assessing the applicable risk based on that analysis.• Review audit and/or examination reports to ensure compliance with policies and procedures.• Make recommendations to solve root causes of operational and compliance vulnerabilities. • Monitor industry trends and emerging risk issues to identify and proactively mitigate Sutton Bank's potential AML and fraud vulnerabilities related to program manager oversight.• Assist with implementation procedures that comply with the Bank's policies and applicable sections of the Bank Secrecy Act (BSA), USA PATRIOT Act, and sanction programs administered by OFAC.• Work with Sutton Bank Account Managers, third-party Program Managers and advisory services to compile documentation based on program manager evaluations.

Tampa, Florida, United States

Provide importance to the Wealth Management Division by ensuring completion of Know Your Client (KYC) records to comply with Global Business Support standards. Perform due diligence processes and utilized internal and external systems to get records approved for Mass Market Retail (less than $1M AUM), Private Clients ($1-10M AUM), as well as Ultra High Net Worth ($10+M AUM) individuals. • Consistently led team in KYC record completions and efficiency throughout 2021 and 2022.• Partner directly with Relationship Management and Compliance teams, and coordinate with Citi Financial Advisors to prepare due diligence and approval of the KYC record.• Develop and maintain KYC records by obtaining information from websites and databases.• Update system information from initiation to approval of KYC record as well as verify the information within KYC records and Customer Identification Program (CIP) documents for accuracy.• Ensure KYC records incorporate regulatory Global Business Support Unit (BSU) Standards.