Field Compliance Manager
CurrentAssist in the coordination & development of compliance & audit work.Support Branch Offices & assist with Customer Service Issues.Monitor changes in regulatory requirements and insure Branch Offices are trained and adhering to new changes.Participate as a team member of the Compliance department and work groups to ensure coordination & collaboration of compliance initiatives.Review and research quality and service failure with internal Branches and external vendor & carriers. to provide corrective actions to prevent reoccurrences.Provide backup Operational assistance to Branches as needed and on larger customer roll outs & distributions.Research and provide zone recommendations.Provide Guidance to Branch Offices when specific compliance issues arise.Provide Computer Software training to Branch offices via webinars.Work on change management to roll out and communicate new policies. Partner with appropriate functional leaders and the Compliance team to roll out Company wide Compliance programs.Perform Compliance audits annually at each location and generate reports accordingly.Provide recommendations for combined education and continuous improvement.Assist with direct customer calls and Branch Offices.Ensure on-going education & training of Branch offices on compliance related topics in response to ongoing or new legal & compliance requirements and in remediation of compliance issues.