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Michael D. Email & Phone Number
Director, GWM UBS Bank USA Operational Risk Controller
at
UBS
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✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
Role
Director, GWM UBS Bank USA Operational Risk Controller
Location
Salt Lake City, Utah, United States
Company size
Who is Michael D.? Overview
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Quick answer
Michael D. is listed as Director, GWM UBS Bank USA Operational Risk Controller at UBS, a company with 28 employees, based in Salt Lake City, Utah, United States. AeroLeads shows a matched LinkedIn profile for Michael D..
Michael D. previously worked as VP, Project Risk Manager - Portfolio Risk at U.S. Bank and VP - Senior Contol Officer - Remediation & Redress Oversight at Wells Fargo. Michael D. holds Master Of Business Administration (M.B.A.) from Westminster College.
Company email context
Email format at UBS
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UBS
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Profile bio
About Michael D.
As a Director of Operational Risk at UBS, I provide challenge and consultation to the First Line of Defense on their risk-taking and risk assessments, especially for new products and initiatives. I also evaluate the operational risk profile and analysis for the business, and influence executives on key risks and mitigation actions.With over 14 years of experience in Risk Management, I have developed strong skills in Business Strategy, Operations, Program Management, Project Management, People Management, Leadership, Operational Risk and Enterprise Risk Management. I am passionate about enhancing the risk culture and governance of the organization, and ensuring alignment with the regulatory and internal requirements. I hold an MBA degree and an Operational Risk Management Fundamentals certificate from The Risk Management Association.
Current workplace
Michael D.'s current company
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Ubs
9 roles
Michael D. work experience
A career timeline built from the work history available for this profile.
Director, Gwm Ubs Bank Usa Operational Risk Controller
CurrentProvide challenge to the First Line of Defense’s risk-taking and risk assessments.Evaluate new products and initiatives from an operational risk perspective and provide consultation on new initiatives, business objectives, processes, risk events, controls, and/or monitoring.Evaluate the operational risk profile and risk analysis for the business.
May 2022 - Present
Vp, Project Risk Manager - Portfolio Risk
Leads and provides direction, guidance and execution for a wide array of strategic initiatives, primarily focusing on Wholesale Portfolio Management and Derivative Counterparty Risk. Focus is on project planning and management to ensure that projects are completed to meet strategic objectives in a timely manner and to defined specifications. Working.
Nov 2021 - Feb 2022
Vp - Senior Contol Officer - Remediation & Redress Oversight
May 2021 - Nov 2021
Operational Risk Officer
Lead operational risk escalation routines and processes.Lead governance routines related to operational risk committees.Developed escalation reporting to provide insight into the risk profile through issues and emerging risks for senior leadership.Coordinate operational risk activities to support strategic initiatives.Provide ongoing risk oversight and.
Jul 2019 - May 2021
Vp Enterprise Risk Management
Responsible for the leadership, innovation, and management of the Enterprise Risk Management (ERM) function for the Credit Union.
Jan 2017 - Jul 2019
Senior Risk Officer
- New Product Review Program Manager
- Manage New Product Review program by overseeing day-to-day activities, meeting with business lines and executive management to discuss potential risk, reviewing risk assessments and developing reports for executive.
- Provide oversight and leadership for Business Process Improvement and other operational risk management initiatives
Jan 2016 - Jan 2017
Corporate Risk Officer - Risk Identification And Measurement
- Responsible to identify and assess key risks (e.g. operational, financial reporting, etc.) and related controls
- Conduct risk and control assessments with Corporate Executives to identify the correct measures to help mitigate risks across the corporation
- Analyze, document and communicate risks, controls, testing and mitigating action plans.
- Assist in compliance of Sarbanes-Oxley requirements
- Make recommendations, develop and implement other operational risk management initiatives
- Monitor progress of control deficiency remediation plans, and report controls issues to management
Apr 2014 - Jan 2016
Private Wealth Managemet - Associate Team Leader
- Lead the Automated Customer Account Transfer team by driving process and control improvements, training, mentoring and resolving client service issues
- Proactively engage teams across the organization in the escalation and resolution of client service issues and requests within tight timelines
- Designed process and control improvements to mitigate risk for Goldman Sachs and its clients
- Oversee all asset transfers for International and regional offices
- Analyze incoming assets to determine risk potential
Sep 2009 - Mar 2014
2 education records
Michael D. education
Master Of Business Administration (M.B.A.)
Bachelor Of Science, Economics
FAQ
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Quick answers generated from the profile data available on this page.
What company does Michael D. work for?
Michael D. works for UBS.
What is Michael D.'s role at UBS?
Michael D. is listed as Director, GWM UBS Bank USA Operational Risk Controller at UBS.
Where is Michael D. based?
Michael D. is based in Salt Lake City, Utah, United States while working with UBS.
What companies has Michael D. worked for?
Michael D. has worked for Ubs, U.S. Bank, Wells Fargo, Mountain America Credit Union, and Zions Bancorporation.
Who are Michael D.'s colleagues at UBS?
Michael D.'s colleagues at UBS include Flloyd Rewa and Ethan Harro.
How can I contact Michael D.?
You can use AeroLeads to view verified contact signals for Michael D. at UBS, including work email, phone, and LinkedIn data when available.
What schools did Michael D. attend?
Michael D. holds Master Of Business Administration (M.B.A.) from Westminster College.
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