Melody Lynn

Melody Lynn Email and Phone Number

Stock Brokerage and Financial Industry Professional @ Behavox
new york, new york, united states
Melody Lynn's Location
Petaluma, California, United States, United States
Melody Lynn's Contact Details

Melody Lynn personal email

n/a

Melody Lynn phone numbers

About Melody Lynn

Formerly registered with FINRA and held Series 7, Series 24, Series 27, and Series 53 and Series 63 licenses. I have worked as a stockbroker, trading desk manager, Chief Financial Officer, Chief Compliance Officer, and as a Vice-President and Senior Internal Auditor. I worked as a consultant to various brokerage firms across the US.

Melody Lynn's Current Company Details
Behavox

Behavox

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Stock Brokerage and Financial Industry Professional
new york, new york, united states
Website:
behavox.com
Employees:
171
Melody Lynn Work Experience Details
  • Behavox
    Senior Compliance Consultant
    Behavox Nov 2021 - Present
    San Francisco Bay Area
    View
  • Union Bank
    Vp. Sr. Compliance Specialist
    Union Bank Sep 2006 - Mar 2012
    San Francisco, Ca
    Audited compliance to federal and state regulations by Union Bank's brokerage and mutual fund affiliates.
    View
  • Jones, Byrd And Attkison
    Chief Compliance Officer And Chief Financial Officer
    Jones, Byrd And Attkison 2004 - 2006
    Atlanta, Ga
  • Bisys/Dover
    Consultant
    Bisys/Dover 1999 - 2004
    Traveled extensively to primarily the east coast to help brokerage firms make appropriate changes in operations, compliance, and trading to bring them in line with federal and state regulations. I consulted for companies such as Regions Bank in Birmingham, AL, Robertson Stephens in San Francisco, CA, and Bank One in Columbus, OH.
  • Wells Fargo Securities
    Compliance Officer
    Wells Fargo Securities 1994 - 1996
    San Francisco, Ca
    Manager of the Branch Inspection Department. I supervised the branch examiners who audited Wells Fargo branches to ensure compliance with FINRA, SEC, and FDIC regulations.
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  • Bank Of America
    Consultant
    Bank Of America 1991 - 1993
    Managed the mutual fund and fixed income trading desks.
    View

Melody Lynn Skills

Bsa Usa Patriot Act Aml Ofac Kyc Finra Securities Compliance Series 7 Series 24 Bank Secrecy Act Investments Series 63 Equities Financial Institutions Regulatory Reporting Risk Management Mutual Funds Financial Services Finance Fixed Income Management Trading Credit Financial Risk Settlement Asset Management Capital Markets Bonds Portfolio Management Internal Audit Hedge Funds Due Diligence Options Brokerage Securities Regulation

Frequently Asked Questions about Melody Lynn

What company does Melody Lynn work for?

Melody Lynn works for Behavox

What is Melody Lynn's role at the current company?

Melody Lynn's current role is Stock Brokerage and Financial Industry Professional.

What is Melody Lynn's email address?

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What is Melody Lynn's direct phone number?

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What skills is Melody Lynn known for?

Melody Lynn has skills like Bsa, Usa Patriot Act, Aml, Ofac, Kyc, Finra, Securities, Compliance, Series 7, Series 24, Bank Secrecy Act, Investments.

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