Michael Cutting

Michael Cutting Email and Phone Number

Compliance Manager - Head of Fund Policy and Advisor Support @ Vanguard
valley forge, pennsylvania, united states
Michael Cutting's Location
Downingtown, Pennsylvania, United States, United States
Michael Cutting's Contact Details

Michael Cutting personal email

n/a
About Michael Cutting

Monitor and educate employee’s compliance with Vanguard’s Global Code of Ethics Policy and other employee Compliance related policies.

Michael Cutting's Current Company Details
Vanguard

Vanguard

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Compliance Manager - Head of Fund Policy and Advisor Support
valley forge, pennsylvania, united states
Website:
vanguard.com
Employees:
19280
Michael Cutting Work Experience Details
  • Vanguard
    Compliance Manager - Fund And Advisor
    Vanguard May 2022 - Present
    Malvern, Pennsylvania, United States
    U.S. Fund Policies
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  • Vanguard
    Compliance Manager - Code Of Ethics
    Vanguard Aug 2014 - May 2022
    United States
    Code of Ethics Team Manager overseeing Vanguard’s Global Code of Ethical Conduct and other employee and contingent worker Compliance policies. Some of those policies cover personal trading, conflicts of interest, outside actives, gifts and entertainment, and lobbying. In addition, I was a key player in creating and implementing an updated Code of Ethical Conduct.
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  • Vanguard
    Compliance Manager - Advice Services
    Vanguard Aug 2011 - Aug 2014
    United States
    Oversight and auditing of personal advisory services
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  • Vanguard
    Compliance Manager
    Vanguard Aug 2010 - Aug 2012
    Malvern, Pennsylvania
    Code of Ethics Team Supervisor
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  • Vanguard
    Compliance Senior Administrator
    Vanguard Oct 2005 - Aug 2010
    Malvern, Pennsylvania
    Transfer Agent Inspections
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  • Vanguard
    Retail Services Associate
    Vanguard Oct 1997 - Sep 2005
    Malvern, Pennsylvania, United States
    Retail phones and email correspondence
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Michael Cutting Skills

Financial Services Risk Management Legal Compliance Securities Process Improvement Investments Analysis Microsoft Office Microsoft Excel Powerpoint Microsoft Word Customer Service Code Of Ethics

Michael Cutting Education Details

Frequently Asked Questions about Michael Cutting

What company does Michael Cutting work for?

Michael Cutting works for Vanguard

What is Michael Cutting's role at the current company?

Michael Cutting's current role is Compliance Manager - Head of Fund Policy and Advisor Support.

What is Michael Cutting's email address?

Michael Cutting's email address is mc****@****ast.net

What schools did Michael Cutting attend?

Michael Cutting attended Ashworth College, Saint Joseph's University, Kutztown University Of Pennsylvania, Reading Area Community College.

What skills is Michael Cutting known for?

Michael Cutting has skills like Financial Services, Risk Management, Legal Compliance, Securities, Process Improvement, Investments, Analysis, Microsoft Office, Microsoft Excel, Powerpoint, Microsoft Word, Customer Service.

Who are Michael Cutting's colleagues?

Michael Cutting's colleagues are Daniel Sun, Seshashyama M., Benjamin Davis, Marshall J Blalock, Mark Yost, Andrew M., Lisa Mariani Riter, Mba, Cfp®.

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