Michael D. Email and Phone Number
Experienced Operations Analyst with a demonstrated history of working in the financial services industry. Skilled in Securities, Management, Trading Systems, Trading, and FINRA. Strong operations professional with a Bachelor of Applied Science (B.A.Sc.) focused in Business Administration and Management, General from City University of New York-College of Staten Island.
Pacific Stock Transfer Co.
View- Website:
- securitize.io
- Employees:
- 204
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Operations AnalystPacific Stock Transfer Co.Las Vegas, Nv, Us -
Operations AnalystPacific Stock Transfer Co. May 2019 - PresentLas Vegas, Nevada -
Case Consultant/ Solicitation AnalystPrime Clerk Mar 2015 - Oct 2018New York, New York. -
Asset Management ServicesGoldman Sachs Feb 2014 - Mar 2015Goldman Sachs & Co., Jersey City, NJ February 2014-Present Asset Servicing Representative – Analyst· Assist with resolving challenges for both external Hedge Fund clients as well as internal Business Partners, including Private Wealth Management teams. · Apply technical knowledge concurrent to client requests and needs in order to develop business planning, on a daily basis.· Gain efficiencies in providing clients solutions to queries in the space of; fixed income, cover equity and other various corporate actions.· Build relationships with multiple internal teams including but not limited to Securities Lending, Settlements, Clearing, Event Processing.· Perform daily team functions, in place to proactively assist clients, such as analyzing and distributing; proxy vote reminder reports, reminders to pre-fund accounts for offerings, conversions of cash in foreign currencies, other ad-hoc reports.
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Client Services -Relationship ManagerBroadridge Financial Solutions Dec 2012 - Jul 2013• Working with a portfolio of over 25 publicly traded companies, including Fortune 500 companies; plan the process of each client’s Annual Meeting of Shareholders campaign.• Create timelines to manage, set milestones and delivery expectations for our clients regarding the distribution of electronic emails and hard copy materials to shareholders. Advise clients on guidelines about complying with SEC filing and proxy voting rules regarding their campaign.• Introduce new and existing products and services to clients to enhance their Annual Meeting of Shareholders campaign and also make the campaign more cost efficient, while generating sales leads. • Provide updated vote tabulation reports to clients while maintaining superior communications throughout the campaign, as the companies prepare for their Annual Meeting of Shareholders. -
FinanceNyse Euronext May 1998 - Jul 2012Created and provided detailed trading circulars for all corporate action events such as a Stock Split, Spin-Off, New Bond Trading, New Derivative Product, Merger, Trading Suspension, Tender Offer, Rights Offerings, and Name Change, to external brokerage firms and data vendors on the NYXdata.com website as well as internally to NYSE Trading Floor community.Managed, maintained and processed cash and/or stock dividend distribution records for all domestic and international Equities, Derivatives and Fixed Income securities.Conducted price discovery functions by managing, capturing and processing dividends and ruling Ex-Dividend or Ex-Distribution, so that NYSE and Amex domestic and international Equities, Derivatives and Fixed Income securities traded at the correct price.Responded to trading issues and price discovery challenges so that continuous trading in listed securities is ensured without a trading halt or canceling any open orders, or effecting Options. Researched and problem solved any issues, when necessary. Maintained daily high-level management communication with many Fortune 500 companies listed on NYSE and AMEX to keep them apprised of current rule changes, reminders of continuous listing requirements and reporting deadlines.Coordinated with NYSE Technology to develop and implement database system enhancements that furnish internal needs such as managing data fields and implementing automated reports.Developed a thorough understanding of relevant NYSE, AMEX and SEC rules and regulations, including NYSE and SEC requirements related to new listing, continued listing and compliance. Worked closely with the Legal staff to prepare for and act as lead on numerous compliance issues in regards to NYSE guidelines.Conducted quarterly, a thorough analysis of outstanding shares audit trails for NYSE billing. -
Operations SpecialistNyse Euronext May 1998 - Jul 2012Corporate Actions.
Michael D. Education Details
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Business Administration And Management, General -
Cuny College Of Staten IslandBusiness Administration And Management, General
Frequently Asked Questions about Michael D.
What company does Michael D. work for?
Michael D. works for Pacific Stock Transfer Co.
What is Michael D.'s role at the current company?
Michael D.'s current role is Operations Analyst.
What schools did Michael D. attend?
Michael D. attended City University Of New York-College Of Staten Island, Cuny College Of Staten Island.
Who are Michael D.'s colleagues?
Michael D.'s colleagues are 浅田真理, Noy Kuba, Ben Berko, Brandon Patronaggio, Piero P. Falcone, Esteban Butti, William Saeger.
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