Attorney focused on representing public companies, financial services firms and other regulated entities, as well as their individual officers and directors, in securities litigation and matters before the Securities and Exchange Commission, FINRA and other regulatory agencies. Client base includes large public companies and a broad spectrum of financial services firms, including national broker-dealers, investment advisers and hedge funds. Specialties: * Representing publicly traded companies and their boards of directors and executive officers in connection with corporate governance matters, internal investigations, regulatory investigations and shareholder litigation.* Representing financial services firms and their individuals officers in a variety of regulatory investigations, including SEC, FINRA, CFTC and SRO investigations.
Listed skills include Securities Regulation, Corporate Law, Securities, Securities Litigation, and 3 others.