Michael Flack Email & Phone Number

Rutherfordton, Nc, Us

North Carolina, United States

• Serve as the strategic data partner for several Entity Due Diligence solutions within the company, such as KY3P, Entity Insights, Supplier Risk Indicator and Sanctions Screening• Work with Product stakeholders to understand their data needs and serve as a voice for the capabilities of the Data Organization • Additionally, I work with people within the Data Organization to achieve the objectives of my Product stakeholders in a timely fashion and the Data Organization has a clear understanding of the requested data project requirements• Previously served as a manager of the Certificate Compliance Collections team that tried to obtain documents on behalf of the broker-dealer community for rules/regulations set by FINRA and/or the SEC Assist in the account management and operations of client needs for compliance documentation to ensure clients can conduct these trades• Served as a liaison between Product stakeholders that oversaw this solution, the Implementations team that onboarded new clients, the Development team that addressed Tech requirements, the Client Success team that directly worked with clients on a daily basis and the Operations team that went out and collected the documents

• Senior member on the Certificate Compliance Collections team that tried to obtain documents on behalf of the broker-dealer community for rules/regulations set by FINRA and/or the SEC • Assisted in the account management and operations of client needs for compliance documentation to ensure clients can conduct these trades • Served as a liaison between Product stakeholders that oversaw this solution, the Implementations team that onboarded new clients, the Development team that addressed Tech requirements, the Client Success team that directly worked with clients on a daily basis and the Operations team that went out and collected the documents• Company was eventually acquired by S&P Global

Raleigh-Durham-Chapel Hill Area

Promoted to Lead iCompliance and Deals Data Analyst. I perform QA on the database that houses all of our information and handle the more difficult tasks that are assigned to my group by the company. Also, I help manage, instruct and improve the overall processes of my team as a whole in order to improve the efficiency and quality of the team. Company was eventually acquired by IHS Markit

Promoted to Senior iCompliance and Deals Data Analyst where I handle most of the same functions, except I help manage the team that I work on. Perform QA on my associates' work and handle the more difficult tasks that are assigned to my group by the higher ups in my department. Frequently manage our offshore team to make sure they are performing their expected tasks and advise them on how to tackle issues when they request help.

• Track Equity Issuance of all types from the initial filing stage thru to and beyond IPOs as well as collects, processes and maintains trading compliance documents used in transactions spurred from the Deals Data• Assist in the account management and operations of client needs for compliance documentation to ensure clients can conduct these trades. • Conduct collection efforts to obtain compliance documents, gather information from entities conducting trades with Ipreo clients and resolve database issues for proper system flow in trades.• Interact and manage off-shore colleagues on a daily basis to facilitate team efficiency

Raleigh-Durham, North Carolina Area

•Create, amend, suspend, unsuspend, de-activate client accounts at party and subaccount level in CMS in order to support governance as a result of a Know Your Client (KYCS) review.•Resolution to adhoc queries from various groups including, Client Onboarding, Sales and Front Office personnel as well as various Operations teams.•Support Client On-boarding colleagues globally in performing all aspects of work associated with the cyclical review process and static data fields•Provide advice and full assistance to Equities and Prime Services sales and trading personnel on KYCs processes as required•Maintain and develop MIS Reports on processes & liaise management on due-diligence processes

•Leadership and mentor role in helping a team of RAs with their efforts to assist students with their transition from home to college•Worked directly underneath the Residence Hall Director and managed all tasks upon request•Organized several large-scale programs designed to help educate residents about specific subjects pertaining to life in college and afterwards•Collaborated with a committee to help with the training of future Resident Advisors•Advised approximately 40 undergraduate residents living in the residence hall to live and study better•Enforced university policies to ensure residence hall discipline/safety

• Collaborated with a team of resident advisor and a residence director to help students with their transition from high school to NC State University.• Performed administrative tasks and enforced Housing policy• Developed programs that helped residents learn about the resources on campus and build a stronger community.•Advised approximately 40 undergraduate residents living in the residence hall to live and study better•Enforced university policies to ensure residence hall discipline