Michael Hearn

Michael Hearn Email and Phone Number

Managing Director at Berkeley Consulting, LLC @
Michael Hearn's Location
Charlotte, North Carolina, United States, United States
Michael Hearn's Contact Details

Michael Hearn personal email

n/a

Michael Hearn phone numbers

About Michael Hearn

Regulatory, Compliance and Risk Management Consulting and Expert Witness Services for BDs and Investment Advisory Firms and their Counsel. More than 25 years experience as a Genera Counsel and Executive Compliance Officer at regional and national broker-dealer/investment adviser firms both independent and associated with major banks or insurance companies.Specialties: BD and RIA securities regulation, corporate law, litigation management, personnel law and related compliance and risk management practices and procedures

Michael Hearn's Current Company Details
Berkeley Consulting, LLC

Berkeley Consulting, Llc

Managing Director at Berkeley Consulting, LLC
Michael Hearn Work Experience Details
  • Berkeley Consulting, Llc
    Managing Director
    Berkeley Consulting, Llc Oct 2008 - Present
    Financial Services securities regulatory and compliance consulting and expert witness services.
  • Tiaa-Cref
    Vp- Head Of Securities Compliance
    Tiaa-Cref 2006 - 2008
    Charlotte, North Carolina Area
    View
  • Bank Of America
    Associate General Counsel
    Bank Of America 2002 - 2005
    Charlotte, North Carolina Area
    Senior Counsel for the High Net Worth Brokerage Group of Banc of America Investment Services, Inc.
    View
  • Wachovia Securities, Inc (F/K/A Interstate/Johnson Lane Corporation)
    Senior Vice President, General Counsel And Secretary
    Wachovia Securities, Inc (F/K/A Interstate/Johnson Lane Corporation) 1985 - 2002
    Charlotte, North Carolina Area
    Full service broker-dealer and investment adviser firm.

Michael Hearn Skills

Securities Investments Insurance Financial Services Securities Regulation Investment Advisory Brokers Sec Expert Witness Investment Strategies Risk Management Finra Series 7 Banking Management Mutual Funds Corporate Law Sec Compliance Investment Products

Michael Hearn Education Details

Frequently Asked Questions about Michael Hearn

What company does Michael Hearn work for?

Michael Hearn works for Berkeley Consulting, Llc

What is Michael Hearn's role at the current company?

Michael Hearn's current role is Managing Director at Berkeley Consulting, LLC.

What is Michael Hearn's email address?

Michael Hearn's email address is md****@****.rr.com

What is Michael Hearn's direct phone number?

Michael Hearn's direct phone number is +170437*****

What schools did Michael Hearn attend?

Michael Hearn attended University Of North Carolina At Chapel Hill, University Of North Carolina School Of Law.

What skills is Michael Hearn known for?

Michael Hearn has skills like Securities, Investments, Insurance, Financial Services, Securities Regulation, Investment Advisory, Brokers, Sec, Expert Witness, Investment Strategies, Risk Management, Finra.

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