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Michael Michael is listed as Consultant and Harvard senior fellow with broad experience in U.S./international securities law and compliance. at Harvard Kennedy School of Government, based in Brookline, Massachusetts, United States. AeroLeads shows a matched LinkedIn profile for Michael Michael.
Michael Michael previously worked as Senior Fellow at Harvard Kennedy School Of Government and Principal at Michael L. Michael Consulting. Michael Michael holds Jd, Law from Georgetown University Law Center.
Seasoned executive with broad U.S. and international securities regulation expertise, and extensive senior management and legal experience. Known for developing and implementing compliance programs at leading U.S. and non-U.S. firms to satisfy regulatory obligations and promote good employee conduct. Respected by industry and regulators for consulting work, including independent reports on post-settlement remedial steps taken by settling broker-dealers, and serving as an expert witness. As senior fellow at Harvard's Kennedy School of Government, published on rules and ethical decision-making in organizations, and co-authored articles on corporate governance.Specialties: U.S. and international securities law and compliance; risk management; broker-dealer, investment management and investment advisory businesses; business ethics; general management.
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Examining existing corporate training programs, and considering potential programs to train employees on regulatory and ethical obligations, and to sensitize them to organizational influences that may impede good conduct. Please see below for description of 2003-06 activities.
Please see below for description of representative engagements between 2002-06.
Responsible for compliance and investment risk management activities of French-owned sponsor and distributor of Luxembourg and Irish fund families (UCITS) and marketer of affiliates' asset management services; for managing staff in Boston, Paris, London, Milan, Dubai and Tokyo; and, as member of Management Committee, for array of strategic and tactical issues affecting the company generally.
Researched and published "The Law of Rules" in Business Ethics Quarterly, analyzing impact of regulation on ethical decision-making by employees; organized industry-regulator-scholar conferences, and spoke at workshops, on corporate governance.
Reviewed made recommendations on and reported to regulators concerning remedial measures taken by firms following settlement of regulatory proceedings; served as expert witness in customer arbitrations and legal proceedings.
Managed 115-person department that addressed obligations, risks and opportunities arising from securities laws and regulations applicable to Fidelity's retail and institutional brokerage, transfer agent, capital markets and correspondent clearing businesses.
Directed Legal and Compliance departments for full-service regional broker-dealer engaged in retail and institutional sales and trading, investment banking, municipal finance and securities research.
Managed litigation and supported "going public" process for national full-service broker-dealer.
Handled broad range of commercial litigation.
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Michael Michael works for Harvard Kennedy School of Government.
Michael Michael is listed as Consultant and Harvard senior fellow with broad experience in U.S./international securities law and compliance. at Harvard Kennedy School of Government.
Michael Michael is based in Brookline, Massachusetts, United States while working with Harvard Kennedy School of Government.
Michael Michael has worked for Harvard Kennedy School Of Government, Michael L. Michael Consulting, Natixis Global Associates International, Fidelity Investments, and Tucker Anthony Incorporated.
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Michael Michael holds Jd, Law from Georgetown University Law Center.
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