Michael Ruggieri

Michael Ruggieri Email and Phone Number

Chief Compliance officer and Financial Advisor @ Peoria, AZ, US
Peoria, AZ, US
Michael Ruggieri's Location
Peoria, Arizona, United States, United States
Michael Ruggieri's Contact Details

Michael Ruggieri personal email

Michael Ruggieri phone numbers

About Michael Ruggieri

Michael Ruggieri is a Chief Compliance officer and Financial Advisor at The Capital Advisory Group/United Planners Financial Services. He possess expertise in mutual funds, risk management, financial analysis, strategic planning, business analysis and 6 more skills.

Michael Ruggieri's Current Company Details
The Capital Advisory Group/United Planners Financial Services

The Capital Advisory Group/United Planners Financial Services

Chief Compliance officer and Financial Advisor
Peoria, AZ, US
Michael Ruggieri Work Experience Details
  • The Capital Advisory Group/United Planners Financial Services
    Chief Compliance Officer And Financial Advisor
    The Capital Advisory Group/United Planners Financial Services
    Peoria, Az, Us
  • The Capital Advisory Group/United Planners Financial Services
    Chief Compliance Officer/Financial Advisor
    The Capital Advisory Group/United Planners Financial Services Mar 2023 - Present
    Phoenix Az
    Michael Ruggieri is a registered representative offering securities through United Planners Financial Services, Member FINRA/SIPC. Advisory services through Capital Advisory Group Advisory Services LLC. United Planners and Capital Advisory Group are not affiliated.
  • The Capital Advisory Group Llc And United Planners Financial Services Llc
    Chief Compliance Officer/Financial Advisory The Capital Advisory Group/United Planners Llc
    The Capital Advisory Group Llc And United Planners Financial Services Llc Mar 2023 - Present
  • United Planners Financial Services
    Home Office Osj Manager
    United Planners Financial Services Feb 2014 - Feb 2023
    Scottsdale Az
    Responsible for supervision of field OSJ's, registered representatives and financial planners.
    View
  • University Of Phoenix
    Faculty/Educator - University Of Phoenix - Univ/100, Business Management, General Business
    University Of Phoenix Feb 2009 - Jul 2016
    Phoenix Arizona
  • Consultant
    Principal Consultant
    Consultant Apr 2013 - Feb 2014
    Phoenix Az
    Current - Regional Supervision Analyst for AIG Group – FSC Securities, SagePoint Financial, Royal Alliance Securities Previous Consulting Work Prism Global Tech – Hedge Fund –
  • Charles Schwab Corporation
    Alternative Investment Analyst
    Charles Schwab Corporation May 2011 - Apr 2013
    Phoenix Arizona
  • Credit Union Financial Network
    Director - Office Of Supervisory Jurisdiction (Osj) - Executive Team
    Credit Union Financial Network 2006 - 2011
    Phoenix Arizona
  • Usaa Investment Management Company
    Manager/Select High Net Worth Services
    Usaa Investment Management Company 2005 - 2006
    Phoenix Arizona
  • The Vanguard Group
    Team Leader /College Savings 529 Plans/Senior Broker
    The Vanguard Group 1998 - 2005
    Scottsdale Arizona
  • Valley North American Van Lines
    Air Freight Broker/Forwarder
    Valley North American Van Lines 1990 - 1997
    Phoenix Arizon

Michael Ruggieri Skills

Mutual Funds Risk Management Financial Analysis Strategic Planning Business Analysis Alternative Investments Microsoft Office Microsoft Excel Banking Air Freight Management

Frequently Asked Questions about Michael Ruggieri

What company does Michael Ruggieri work for?

Michael Ruggieri works for The Capital Advisory Group/united Planners Financial Services

What is Michael Ruggieri's role at the current company?

Michael Ruggieri's current role is Chief Compliance officer and Financial Advisor.

What is Michael Ruggieri's email address?

Michael Ruggieri's email address is mi****@****nix.edu

What is Michael Ruggieri's direct phone number?

Michael Ruggieri's direct phone number is +148099*****

What skills is Michael Ruggieri known for?

Michael Ruggieri has skills like Mutual Funds, Risk Management, Financial Analysis, Strategic Planning, Business Analysis, Alternative Investments, Microsoft Office, Microsoft Excel, Banking, Air Freight, Management.

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