Managing Director & Chief Operations Officer
Set strategic direction and oversee operational activities from planning through tactical execution for three business entities: Wachovia Securities Holdings, LLC, Wachovia Securities, LLC, and First Clearing, LLC. Lead global teams in operations, regulatory and client reporting, risk management, service recovery, outsourcing management, offshoring implementation, and function as Chief Sourcing Officer. Provide oversight for cross-functional governance committees; member of Securities… Show more Set strategic direction and oversee operational activities from planning through tactical execution for three business entities: Wachovia Securities Holdings, LLC, Wachovia Securities, LLC, and First Clearing, LLC. Lead global teams in operations, regulatory and client reporting, risk management, service recovery, outsourcing management, offshoring implementation, and function as Chief Sourcing Officer. Provide oversight for cross-functional governance committees; member of Securities Leadership Board. Show less