Investment Consultant
• Manage over 7,000 clients and 200 million dollars of assets under management in the branch• Research companies and funds to inform clients of investment opportunities• Execute stock, mutual fund, EFT, and options orders for clients• Contact clients regarding options, margin calls, fed calls, and margin balances; explain the complexities of these topics as needed• Lead seminars on topics such as fundamental research, technical analysis, options, advance trading platforms, investing basics, and the fundamentals of investing• Play an active role in the successful conversion of 80% of leads into opened accounts since 2010• Remain current with financial data from the government and companies in order to expand knowledge of the industry and help clients make investment decisions and answer questions on the economy• Build relationships with clients by making personal connections which leads to asset growth, referrals for new clients, and improve relationships • Contribute to the branch’s excellent customer service rating, based on quarterly customer surveys; consistent success in this area has led to our branch’s admittance into the 900 Club • Address and resolve compliance, trade, and customer service issues