Michelle Walters Email & Phone Number

Denver, Co, Us

Greater Denver Area

Co-Founder of a fee-only Registered Investment Advisory firm (RIA). From firm inception, develop short-term and long-range objectives, plans and policies to accelerate the growth of Assets under Management (AUM) and revenue growth while maintaining fiduciary integrity and compliance with FINRA and state regulations.**Operational Excellence and Business Process Improvement: Build and implement scalable processes to support business growth; identify inefficiencies, propose solutions, and lead the execution of process optimizations.**Financial Management: Develop and implement company’s annual budget and forecasts; monitor variances to budget performance and recommend adjustments as needed; develop initiatives to focus on operating margin expansion while supporting firm revenue growth.**Compliance: Develop and implement a comprehensive compliance program to mitigate risk and ensure adherence to state and federally mandated regulations; supervise staff to ensure consistent compliance practices; prepare the organization for SEC registration; collaborate with legal and regulatory teams to address compliance issues.**Human Capital Management: Lead and optimize the firm's human resource function, including recruiting and onboarding new team members, creating development plans to support organizational goals while maintaining employee engagement and retention, and benchmarking industry salaries to remain competitive.**Technology: Research and implement firm's technology stack across various business functions; stay abreast of industry trends and evaluate emerging technologies.

Master Of Business Administration (Mba), Finance And Operations

Bachelor Of Arts (B.A.), Psychology