Authorisations Co-Ordinator
CurrentManaging member firms through the FCA authorisation process to achieve direct authorisation.• Create and maintain effective relationships with member firms to ensure a full understanding of the FCA authorisation process. • Efficiently gather all information required to compile an FCA application. • Responsible for writing the business plans as part of the FCA application process.• Compile the FCA application to required standard, ensuring accuracy and thoroughness and creation of the business plan using the information provided by the applicant firm. • Liaise with the applicant and FCA regarding the status of the FCA application ensuring that all parties’ expectations are maintained. • Provide support and guidance to the applicant in responding to any FCA queries. • Maintain a database regarding the status of your applications. • Be able to provide assistance to member firms regarding other FCA approval processes i.e. Online Notification & Application.• Reporting to the Head of Authorisations, working closely with the compliance team.
