Mike Austin, Cia, Crma Email & Phone Number

Overland Park, Ks, Us

Kansas City Metropolitan Area

Provide audit services (audit engagements, SOX testing, and reporting) to firm clients.

Overland Park, Kansas

Established the Internal Audit function at a privately held financial technology company in the consumer lending space. Expanded Audit's reach into compliance and risk activities. Developed annual risk assessment process. Chaired the company Risk Committee handling issues related to enterprise risk and compliance. Introduced "3 Lines of Defense" risk model to leadership team.

Overland Park, Kansas

Supported company's SOX program to include review and documentation of key controls, testing of controls and reporting on results of testing to achieve compliance with the regulation.

Facilitate the process for management's annual and quarterly evaluations of the effectiveness of internal controls over financial reporting. Assist in defining and overseeing the execution of the HRB enterprise process to achieve compliance with Sarbanes-Oxley. Develop and facilitate ongoing communications and reporting to all relevant internal and external parties.

Contract assignment. Coordinated multiple external audits, financial reporting for board of directors, program budgeting, grant research and A/P & A/R.

Led team tasked with management, communication, and documentation of internal controls. Function as subject matter expert on internal control development and documentation. Coordinated and completed testing and monitoring of control activities to ensure Sarbanes-Oxley compliance.

Numerous roles during this time frame consisting of leading teams in the finance organization. Responsibilities included, but were not limited to economic analysis, audit and testing of billing software for new market launches, and suspense management.

Mba, Finance

Bachelor Of Science, Management And Marketing

Education record