Mike Bacon Email & Phone Number

Park City, Utah, United States

-Licensed real estate professional specializing in luxury properties in Park City, Utah.-Expertise in the local market with a focus on ski-in/ski-out, golf communities, and vacation homes.-Offering personalized service, leveraging over a decade of financial and regulatory experience to guide clients through seamless transactions.

Salt Lake City, Utah, United States

- Led end-to-end compliance processes, ensuring adherence to BSA/AML, OFAC, Regs B/D/Z, FCRA, SCRA, UDAAP.- Oversaw new lending partner implementations, including creating underwriting and regulatory policies.- Facilitated partnerships with banks and credit unions, including coordinating regulatory exams and audit responses.- Managed compliance.

Salt Lake City Metropolitan Area

- Managed BSA monitoring and testing for 14 strategic partners, ensuring compliance with various regulations and quality control.- Led risk assessments to enhance monitoring programs, improving regulatory adherence.- Developed and executed corrective action plans, ensuring successful remediation.- Oversaw full testing of regulations and reporting for.

Greater Salt Lake City Area

- Led comprehensive audits on loans, crypto, investments, home loans, and marketing, ensuring risks were mitigated.- Developed and implemented corrective action plans, achieving measurable improvements in audit outcomes.- Monitored remediation efforts, ensuring successful resolution of identified issues, enhancing operational efficiency.- Collaborated with.

Greater Salt Lake City Area

- Acted as compliance liaison for top partners, managing regulatory exams and preparing exam and audit narratives.- Conducted due diligence on new partners, products, and marketing proposals.- Led compliance team testing, managing scripts, testing, and action plans for multiple partners.- Implemented ADA policy across strategic partners, ensuring.

Salt Lake City, Utah

- Oversaw full regulatory testing, reporting, and quality control for strategic partners, ensuring compliance.- Directed and tracked Bankwide compliance training via ABA Frontline platform, enhancing team skills and knowledge.- Implemented quality control processes that led to standardized team consistency.- Developed writing workshops for compliance.

Greater Salt Lake City Area

- Led end-to-end compliance processes, ensuring adherence to BSA/AML, OFAC, Regs B/D/Z, FCRA, SCRA, UDAAP.- Reviewed and improved management action plans, preventing regulatory fines.- Authored detailed compliance reports for senior leadership, driving significant process improvements.- Developed and tracked corrective action plans, enhancing business unit.

Greater Salt Lake City Area

- Audited and managed corrective action plans, ensuring system functionality and card member remediation.- Collaborated with senior leadership on regulatory compliance projects, affecting millions of card members.- Developed Excel workbooks to reduce audit time from hours to minutes, optimizing process efficiency.- Led the largest corrective action in.

- Monitored the Fraud Prevention Network for the United States and ensured that the network ran as efficiently as possible. - Analyzed network performance and made staffing adjustments to increase performance metrics.

- Spoke directly to card members and provided one call resolution by efficiently and accurately setting up and processing cases to those members that had experienced fraud. - Analyzed card member spend patterns and history to accurately process fraud cases.

Washington D.C. Metro Area

Communicated the Representative’s viewpoints in written form to his constituency on various policy issues including healthcare, taxes, trade agreements, the environment, and foreign affairs. Researched and wrote reports on various policy issues for members of the Representative’s staff. Provided guided tours of the United States Capitol building where I.

Springfield, Massachusetts Area

Mentored freshman student-athletes, on the basis of my own success, to teach them the skills necessary to balance a full academic schedule while also being a varsity athlete. Monitored student-athlete study halls and tutored students during these study halls.

Springfield, Massachusetts Area

Assisted constituents with issues including contacting banking institutions regarding mortgage modifications. Researched political climate of the Commonwealth for staff members for an upcoming election. Composed letters of recommendation on behalf of the Representative for his constituents.

Master Of Science - Ms, Financial Services Compliance

Master of Science in Jurisprudence with a concentration in Financial Services Compliance

B.A., History, Political Science

Activities and Societies: Phi Alpha Theta National History Honor Society, Student Athlete Advisory Committee, NCAA CHAMPS/Lifeskills Study.