Mina E. Email & Phone Number

New York, NY, US

New York, New York, United States

New York, New York, United States

Managed large and complex internal audits and regulatory examinations for the Commercial Bank in a comprehensive end-to-end process.Provided guidance to Commercial lines of business and Risk Partners on Audit exceptions andconcerns, and managed workstreams to ensure accurate and complete remediation.Built relationships and partnered with key stakeholders.

New York, New York

Led state money transmitter license examinations and audits for multiple legal entities across the enterprise; problem-solved to successfully mitigate issues on challenging exams. Partnered with a diverse and geographically dispersed group of stakeholders including controllership, marketing, treasury and other key stakeholders. Drafted written responses to.

New York, New York

Evaluated AML transaction monitoring rules for new and existing products and managed rule enhancement and optimization projects. Investigated potentially suspicious activity involving various lines of business across the global enterprise. Analyzed and managed large, complex sets of data using advanced Excel formulas and SQL, and summarized findings.

New Brunswick, New Jersey

Managed a high volume of complex civil cases in a fast-paced environment. Cultivated relationships with court staff of all levels to ensure effective proceedings. Analyzed procedural and substantive motions involving diverse areas of civil law. Prepared memoranda providing recommendations for motions before the Court. Conducted research and drafted.

Philadelphia, PA

Reviewed internal procedures of major financial firms to ensure compliance with federal regulations. Researched and investigated a variety of matters, including insider trading, illegal market timing, pyramid schemes and accounting fraud. Attended numerous training sessions and closed commission meetings.

New York, New York

Evaluated broker-dealer compliance with relevant FINRA and NYSE Regulations. Investigated cases involving misappropriation, unsuitable recommendations, and stock options backdating.

Trenton, New Jersey

Performed legal research and drafted bench memoranda for Administrative Law Judges on various topics including disputes regarding state-issued insurance coverage and wrongful terminations of state employees.

Juris Doctor (J.D.)

Awarded Master of Jurisprudence for Best Advanced Writing Requirement Paper

Bachelor Of Science (B.S.), Finance