Miranda E. Mccoy
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Miranda E. Mccoy Email & Phone Number

Regulatory Exam Manager and Sr. Compliance Analyst at Cetera Financial Group
Location: Atlanta Metropolitan Area, United States 6 work roles 2 schools
1 work email found @cetera.com LinkedIn matched
✓ Verified August 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email m****@cetera.com
LinkedIn Profile matched
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Current company
Cetera Financial Group
Role
Regulatory Exam Manager and Sr. Compliance Analyst
Location
Atlanta Metropolitan Area, United States
Company size
1744 employees

Who is Miranda E. Mccoy? Overview

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Quick answer

Miranda E. Mccoy is listed as Regulatory Exam Manager and Sr. Compliance Analyst at Cetera Financial Group, a with 1744 employees, based in Atlanta Metropolitan Area, United States. AeroLeads shows a work email signal at cetera.com and a matched LinkedIn profile for Miranda E. Mccoy.

Miranda E. Mccoy previously worked as Regulatory Exam Manager at Cetera Financial Group and Senior Compliance Examiner at Cambridge Investment Research. Miranda E. Mccoy holds Ba, Political Science from Georgia State University.

Company email context

Email format at Cetera Financial Group

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mmccoy@cetera.com
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AeroLeads found 1 current-domain work email signal for Miranda E. Mccoy. Compare company email patterns before reaching out.

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Profile bio

About Miranda E. Mccoy

Specialties: FINRA Series 7, 63, 66 FINRA Series 24 Registered PrincipalCEP (Certified Equity Professional) 1Effective communications and presentation skillsSuperior interpersonal skillsStrong analytical and logical thinkerCustomer oriented and flexibleEnergetic and self motivatedPrograms: Morningstar Principia ProGBS Contact ManagementRegEd/AuditTraxWebCRDSalesforce.comPeachtree AccountingRedTail CRMSMARSH Email Archive System

Listed skills include Series 24, Investment Management, Managing Accounts, Superior Client Service, and 6 others.

Current workplace

Miranda E. Mccoy's current company

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Cetera Financial Group
Cetera Financial Group
Regulatory Exam Manager and Sr. Compliance Analyst
Atlanta, GA, US
Website
cetera.com
Employees
1744
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Company profile
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6 roles · 16 years

Miranda E. Mccoy work experience

A career timeline built from the work history available for this profile.

Senior Compliance Examiner

Cambridge Investment Research

-Conducts branch office visits (Broker Dealer, RIA, Independent RIA) including preliminary reviews, performing actual on-site visits and in-depth follow up of review findings-Ensure external/internal policies and procedures are being followed by registered representatives and staff-Performs audits of registered representative offices as directed by compliance management-Conducts regular detailed review of branch books and records and communications with the public, including… Show more -Conducts branch office visits (Broker Dealer, RIA, Independent RIA) including preliminary reviews, performing actual on-site visits and in-depth follow up of review findings-Ensure external/internal policies and procedures are being followed by registered representatives and staff-Performs audits of registered representative offices as directed by compliance management-Conducts regular detailed review of branch books and records and communications with the public, including advertising, sales literature, branch financials, outgoing correspondence, trading activity, and email-Extensive travel to remote branch locations throughout the U.S.-Principal, Outside Business Activity to include reviewing OBAs to determine whether the activity will present a conflict of interest or compromise the Advisor’s responsibilities to the client and/or firm.-Conduct for cause and risk based branch examinations as determined by management. Show less

2011 - Nov 2015

Executive Services Relationship Manager

E*Trade Financial

Certified equity compensation expert. Manage corporate client executive relationships to ensure asset retention and capture new assets. Prepare SEC filings for Section 16 insiders. CEP 1 Certified. Series 7; 63/66 securities licenses.

Jan 2007 - Jul 2010

Compliance Officer

J P Turner

Implemented and managed firm's Customer Identification Program. Ensured firm's compliance with NASD/SEC order acceptance rules. Created compliance department training manual for the following responsiblitlies:Filing SARs reports, monitoring outside communcations,new account reviews, detecting money laundering activity (AML).

Mar 2004 - Aug 2004
Team & coworkers

Colleagues at Cetera Financial Group

Other employees you can reach at cetera.com. View company contacts for 1744 employees →

AJ Arielle Jaffe Arielle Jaffe Colleague at Cetera Financial GroupMiami-Fort Lauderdale Area, United States View → DR Dan Rao Dan Rao Colleague at Cetera Financial GroupSouthlake, Texas, United States View → CK Christopher King Christopher King Colleague at Cetera Financial GroupDacula, Georgia, United States View → SM Sean Mcmaster Sean Mcmaster Colleague at Cetera Financial GroupHudson, New Hampshire, United States View → MC Melanie Carpino Melanie Carpino Colleague at Cetera Financial GroupDenver Metropolitan Area, United States View → AY Avanthi Y Avanthi Y Colleague at Cetera Financial GroupIrvine, California, United States View → JL Joan Lessner Joan Lessner Colleague at Cetera Financial GroupMinneapolis, Minnesota, United States View → SK Scott Kirwin Scott Kirwin Colleague at Cetera Financial GroupBoston, Massachusetts, United States View → JM Jordan Mittie Jordan Mittie Colleague at Cetera Financial GroupDallas, Texas, United States View → AE Alex Ellert Alex Ellert Colleague at Cetera Financial GroupHobe Sound, Florida, United States View →
2 education records

Miranda E. Mccoy education

FAQ

Frequently asked questions about Miranda E. Mccoy

Quick answers generated from the profile data available on this page.

What company does Miranda E. Mccoy work for?

Miranda E. Mccoy works for Cetera Financial Group.

What is Miranda E. Mccoy's role at Cetera Financial Group?

Miranda E. Mccoy is listed as Regulatory Exam Manager and Sr. Compliance Analyst at Cetera Financial Group.

What is Miranda E. Mccoy's email address?

AeroLeads has found 1 work email signal at @cetera.com for Miranda E. Mccoy at Cetera Financial Group.

Where is Miranda E. Mccoy based?

Miranda E. Mccoy is based in Atlanta Metropolitan Area, United States while working with Cetera Financial Group.

What companies has Miranda E. Mccoy worked for?

Miranda E. Mccoy has worked for Cetera Financial Group, Cambridge Investment Research, E*Trade Financial, Capstone Financial/Mass Mutual, and J P Turner.

Who are Miranda E. Mccoy's colleagues at Cetera Financial Group?

Miranda E. Mccoy's colleagues at Cetera Financial Group include Arielle Jaffe, Dan Rao, Christopher King, Sean Mcmaster, and Melanie Carpino.

How can I contact Miranda E. Mccoy?

You can use AeroLeads to view verified contact signals for Miranda E. Mccoy at Cetera Financial Group, including work email, phone, and LinkedIn data when available.

What schools did Miranda E. Mccoy attend?

Miranda E. Mccoy holds Ba, Political Science from Georgia State University.

What skills is Miranda E. Mccoy known for?

Miranda E. Mccoy is listed with skills including Series 24, Investment Management, Managing Accounts, Superior Client Service, Securities, Series 7, Investments, and Microsoft Office.

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